The program offers six months of training in how to attract and work with high-net-worth and ultra-high-net-worth clients.
Michael Schneider, Megan Kowalski and David Sokolovsky will lead initiatives in the family office space.
The Nolan Group, a father-son team, will join RBC’s New York City office.
Executive Wealth Counselors will assume the Mariner name when the deal closes at the end of the month.
Irvine-based AK Financial Group will transition its RIA to Private Advisor Group's.
Rubino Skedsvold Moran & Associates, which is based in Portland, Oregon, will use the firm’s RIA and custodial platforms.
The trade group's new president and CEO previously served as its general counsel.
Jay Murphy joins wealth management office in Boston financial district as a senior managing director of investments.
360 Financial of Wayzata and Fleming Investment Group of Elk River will operate under the 360 Financial brand and serve more than 1,000 clients.
Bruce and Jeff talk to Knut Rostad, co-founder and president of the Institute for the Fiduciary Standard, about what the institute has accomplished so far during what Knut terms “Fiduciary September.” Knut discusses what he sees as the dismal state of the SEC's Regulation Best Interest.
