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Simplify donates ETF’s $100,000 net profit to cancer group
MUTUAL FUNDS OCT 12, 2022
Simplify donates ETF’s $100,000 net profit to cancer group

The ETF is designed so that all net profits from managing the fund are donated to Susan G. Komen on an annual basis.

Baird team managing $2.9 billion jumps to Raymond James
RIA NEWS OCT 11, 2022
Baird team managing $2.9 billion jumps to Raymond James

The eight-adviser group, which operates as The Wise Investor Group of Raymond James in Reston, Virginia, joins the firm's employee channel.

Four Raymond James reps managing $375 million go indie with LPL
RIA NEWS OCT 11, 2022
Four Raymond James reps managing $375 million go indie with LPL

The managing partners of The Albany Group, which is based in Decatur, Alabama, use LPL's services for breakaway brokers.

Edward Jones adviser managing $331 million opts for Ameriprise
WOMEN ADVISOR COMMUNITY OCT 11, 2022
Edward Jones adviser managing $331 million opts for Ameriprise

Cate Grinney forms all-female indie firm in Fairbault, Minnesota, and affiliates with the independent channel of Ameriprise.

Billion-dollar Merrill team bolts
RIA NEWS OCT 11, 2022
Billion-dollar Merrill team bolts

Trio of advisers launch Beverly Hills Private Wealth as an independent registered investment adviser and selects Goldman as custodian.

All things capital markets with T. Rowe Price's Tim Murray
THE INVESTMENTNEWS PODCAST OCT 10, 2022
All things capital markets with T. Rowe Price's Tim Murray

Bruce and Jeff are joined by Tim Murray, capital markets strategist at T. Rowe Price, to talk about all things capital markets. The big question: is this economic slowdown inevitably going to become a recession? They discuss supply, demand and inflation to sort out the possibilities. They also touch on the effect the economic slowdown is having on equity markets.

The ‘best’ way to pay for advice
PRACTICE MANAGEMENT OCT 10, 2022
The ‘best’ way to pay for advice

An adviser who’s honest and transparent about compensation, regardless of the model, is bound to engender the trust that advice seekers want most of all.

Morgan Stanley advisers managing $1.4 billion move to UBS
RIA NEWS OCT 07, 2022
Morgan Stanley advisers managing $1.4 billion move to UBS

Two soloists and a team make the switch in Northern California.

Credit Suisse offers $3 billion debt buyback to soothe investors
EQUITIES OCT 07, 2022
Credit Suisse offers $3 billion debt buyback to soothe investors

The announcement signals the bank's confidence that it has enough liquidity to take advantage of the recent slump in debt markets.

Hub acquires Northern California-based Quintes
RETIREMENT PLANNING OCT 06, 2022
Hub acquires Northern California-based Quintes

The firm designs and manages retirement plans, including 401(k)s, 403(b)s and 457(b)s, as well as defined-benefit and cash-balance plans.