Beau Jones, Chris Story, Taylor Roberts and Joseph Montgomery, who collectively managed $375 million at Raymond James, have gone independent and launched The Albany Group, which has affiliated with LPL Financial.
The group used LPL’s services for breakaway brokers.
The four managing partners were joined by operations manager Liz Yates and client service specialists Danita Shoulders and Stephanie Brock, LPL Financial said in a press release Tuesday.
AI-driven job fears are weighing on retirement confidence, especially among Gen Z and Millennials, Thrivent survey finds
It’s the second time in as many years regulators have penalized Centaurus Financial for lack of compliance with Reg BI.
AI Teammate is embedded within Wells Fargo’s Advisor Gateway desktop platform.
Elsewhere, Ameriprise added a $470 million Wells team in New York, while an ex-Morgan Stanley advisor bolsters UBS' Austin, Texas office.
Financial advisors play an essential role in helping small business owners navigate their transition out of the company — and into retirement.
Northern Trust’s Ken Lassner shows advisors how to convert volatility into after-tax portfolio gains
Dan Biagini of American Equity says the steady decline of pensions, longer lifespans and a reset in interest rates are rewriting how advisors build retirement income
