Acting Commissioner Kilolo Kijakazi outlined what the agency is doing to provide a safe environment for those waiting at the agency's offices.
Dusty Sternadel of Wichita Falls was fired for misappropriating funds, according to her BrokerCheck record.
The regulator says the New York-based firm failed to disclose conflicts of interest.
The former Morgan Stanley executive will expand the firm's product offerings.
Morningstar’s ranking of health savings accounts factors in menu design, the quality of the investments offered, the cost to investors and the investment threshold.
Bruce and Dawn Cramer of Cramer Capital Management in Kansas City, Missouri, make return trip to the firm after eight years.
Amy Bush establishes Sage Investment Advice in Ingram, Texas, and joins the firm’s independent adviser channel.
Ceponis Financial Group and Brook Wealth Management are both based in Fairfield County.
Up to 16 awards, with up to $10,000 to be awarded per student, will be given each year, CFP Board says.
Highland Private Wealth Management in Bellevue, Washington, has 18 employees, including five advisers.
