Industry conferences take lead in adopting formal policies, where harassment has been a problem in the past.
Signature, a $4.3 billion family office, will keep its name after the merger.
Aggressive growth strategy pushes Mercer assets to $14.5 billion.
Two weeks ago, public was told he was leaving top job at HD Vest after less than two years to spend time with family.
CEO Rudy Adolf defends business model during earnings call; shares drop 12%.
Access to clients through E*Trade's 30 branch offices drew the attention of RIA Edelman Financial Engines.
Mercer stands out as an aggressive buyer of RIAs, having done more than a dozen deals in two years.
Broker-dealer returns to investors the nearly $900,000 it gained by placing clients in higher-cost funds.
Julia Carlson learned to manage her fast-growing practice by spreading responsibility and accountability across the leadership team.
USAA will continue to operate as an insurance brokerage and banking business<a href="https://www.investmentnews.com/article/20170930/FREE/170939998/armed-forces-personnel-need-the-help-of-financial-advisers" style="color:#b10816" target="_blank">​ </a>serving military families.
