Iowa's Greenwood Wealth Partners exits D.M. Kelly as UBS and Ameriprise win Merrill Lynch recruits in California and Florida
Only 48% of sellers are ready when buyer due diligence begins, a BNY Wealth survey of 354 deal advisors finds, as exit planning starts too late
Plus, SEIA builds a governed data foundation for its in-house AI and Snappy Kraken debuts a read-only marketing coworker for advisors.
Broadridge, Wedbush and Alaris Acquisitions have also filled senior wealth management roles with hires from J.P. Morgan, Osaic and SageView.
Bill would make PE firms liable for portfolio company debts and close carried interest loophole as alternatives push into 401(k)s.
Half of planners have seen clients raid retirement savings or cut contributions as affordability pressures mount, CFP Board finds
The Vanguard-bound RIA custodian is now letting advisors subscribe clients to late-stage private company SPVs from inside its platform.
Meanwhile, &Partners has drawn another Wells Fargo team based in Missouri, while an experienced South Carolina advisor has returned to Cetera from LPL.
Williams' comments land amid a bond selloff that sent the 30-year Treasury yield to a 2004 high and pushed mortgage rates near 7%.
Faulty Forms 1099 and account statements reportedly left some Vanguard brokerage customers overpaying or underpaying taxes for over a decade.
