Fintech founder and CEO unpacks how TAMPS and other legacy systems have hampered advisors' value, and how AI can spark more human client conversations about their investments.
The new learning framework, focused on behavioral and interpersonal skills, is designed to set financial planners up for lifelong professional development.
Previously managing $2.6 billion in assets, the new RIA led by veterans from Stephens and Goldman Sach is setting its sights on the ultra-high-net-worth and family office space.
The latest powerhouse group to leave Osaic is moving at an interesting time, with Commonwealth is set to be absorbed by IBD behemoth LPL.
With experience from Fidelity and Schwab, Hanau will support the newest pillar of its Wealth Hub framework covering independent RIAs, W-2 employees, and its supported independence model.
Carson Wealth is strengthening its Colorado presence, while Bluespring's move in Texas will create a new $1.4 billion firm.
The two leading wealth tech providers are boosting their support for growth-focused advisors with new integrated features and AI-powered tools.
CEO Jim Dickson said the two women leaders' hiring marks "a defining moment" for the Minneapolis-based RIA growth accelerator.
Against a backdrop of non-stop trade policy changes, planning professionals and leaders share their clients' experiences and the strategies they're using to adapt.
Multi-year NASAA investigation shows the five firms charged customers $19 million across just over a million trades, violating FINRA rules.
