Marla Sofer, whose leadership experience includes roles at BlackRock and JPMorgan, explains how gamification and AI can help elevate client engagement and understanding for advisors.
Hayes claims the Swiss banking giant made him a "handpicked scapegoat" to shield executives during the notorious multibillion-dollar Libor scandal.
Vanguard's latest launches, focused on after-tax returns and higher yields for clients, reflect a broader industry shift as advisors seek streamlined, diversified bond strategies.
17 years on, fallout from notorious Ponzi scheme scandal continues.
With record spending on AI infrastructure and rising valuations, market observers weigh parallels to the dot-com era and the possibility of overhyped expectations.
Dynasty Financial Partners CEO Shirl Penney says investment in stock plan platform will be "of enormous value to the evolution of the independent RIA space."
Affluent women investors agree financial giving is essential, but they're focusing more on addressing urgent causes and priorities close to home.
Osaic also attracted an experienced Fidelity advisor to an OSJ in New York, while Raymond James reeled in breakaways from Wells Fargo, UBS, and Northwestern Mutual.
The fintech firms' latest software updates promise deeper insights and streamlined workflows for advisors navigating complex tax planning needs.
Annual cost-of-living adjustment will boost average monthly benefits, yet concerns remain about the adequacy of payments and the program’s long-term funding.
