The firms touted planning-led models, AI-enabled platforms, and culture-driven deals as consolidation continues to reshape the wealth management landscape.
The move to be finalized by mid-2026 would take the active asset manager private as backers pitch AI and tech investment to revive growth.
The serial acquirer with more than $130 billion in estimated AUM is making its debut in Louisiana with a Baton Rouge-based high-net-worth practice.
The $50 billion employee-owned RIA looks to use new debt and equity funding to accelerate recruiting, M&A and tech investment while keeping advisors in control of the business.
The latest advisors jumping to the wirehouse's traditional brokerage and FiNet channels include defectors from Edward Jones, Ameriprise, and UBS.
Backed by Venrock and a roster of strategic wealth executives, the AI prospecting startup is doubling down on its efforts to support advisors' data-driven outreach.
New guidance highlights a risk‑based approach, pressing firms to formalize review processes, clarify business‑record obligations, and align AI deployment with fiduciary duties.
After an executive shuffle last month, the "Schwoomerang" leader from LPL is stepping up as the RIA custody giant looks to address growing complexity in the RIA space.
EP Wealth also expanded in Phoenix with a father-and-son led planning firm, while Integrated Partners extended its reach in Michigan.
The Connecticut practice, led by two LPL veterans, arrives as Cetera steps up its charm offensive for advisors seeking new affiliations.
