Matthew Sellers

Matthew Sellers
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Credit Suisse bleeds bankers, UBS saves on payouts
PRACTICE MANAGEMENT JUL 14, 2023
Credit Suisse bleeds bankers, UBS saves on payouts

Rivals have poached dozens of senior Credit Suisse investment bankers in recent months, reducing the need for big redundancy packages for UBS.

Gensler's SEC crypto clampdown hits legal speed bump
ALTERNATIVES JUL 14, 2023
Gensler's SEC crypto clampdown hits legal speed bump

A U.S. District Court judge pushes back against the SEC's attempt to regulate Ripple XRP token.

Financial planner guilty of tax fraud on behalf of clients
RIA NEWS JUL 13, 2023
Financial planner guilty of tax fraud on behalf of clients

Charities, shell companies and tax evasion schemes leave a Cleveland advisor in hot water.

Got less than $680,000 to invest? Morgan Stanley doesn’t want your business
PRACTICE MANAGEMENT JUL 13, 2023
Got less than $680,000 to invest? Morgan Stanley doesn’t want your business

The big wealth manager palms off 'low value' clients in Australia.

Wells Fargo loses $145 million advisor to LPL
INDEPENDENT BROKER DEALERS JUL 12, 2023
Wells Fargo loses $145 million advisor to LPL

Broomall, Pennsylvania-based David W. Rodgers moves for “breadth and depth of services.”

JPMorgan Chase announces layoffs
PRACTICE MANAGEMENT JUL 12, 2023
JPMorgan Chase announces layoffs

Meanwhile, the firm chases Silicon Valley Bank business by hiring overseas.

Is the inflation crisis over?
RIA NEWS JUL 12, 2023
Is the inflation crisis over?

Latest Bureau of Labor Statistics CPI figures defy expectations as housing, insurance power ahead.

CFPB slams BofA with quarter-billion-dollar settlement
WIREHOUSES JUL 11, 2023
CFPB slams BofA with quarter-billion-dollar settlement

The bureau will keep $90 million, with the rest going to consumers, Office of the Comptroller of the Currency.

Credit Suisse investor makes Monumental investment in NBA, NHL teams
RIA NEWS JUL 11, 2023
Credit Suisse investor makes Monumental investment in NBA, NHL teams

A giant international player that doubled down on the failed bank now heads for U.S. hockey, basketball.

Fee pressures, interest rates could decimate asset management industry: PWC
RIA NEWS JUL 10, 2023
Fee pressures, interest rates could decimate asset management industry: PWC

A new survey shows consolidation, business failures are on the cards as the asset management industry faces an 'existential' threat.