Matthew Sellers

Matthew Sellers
Displaying 108 results
Goldman Sachs, Morgan Stanley and others spend $1 billion on redundancies
PRACTICE MANAGEMENT JUL 21, 2023
Goldman Sachs, Morgan Stanley and others spend $1 billion on redundancies

More job cuts to come, meanwhile JPMorgan is hiring.

Charles Schwab results are in — and they're down
RIA NEWS JUL 18, 2023
Charles Schwab results are in — and they're down

'Significant near-term headwinds' hit the giant financial company in the bottom line.

Exec charged over JPMorgan fraud case
REGULATION AND LEGISLATION JUL 17, 2023
Exec charged over JPMorgan fraud case

$175 million sale snares another defendant with charges of securities fraud, wire fraud and conspiracy.

Biden unveils new student debt forgiveness plan  
REGULATION AND LEGISLATION JUL 14, 2023
Biden unveils new student debt forgiveness plan  

After being shot down by the Supreme Court, the administration has unveiled a revamped plan that could benefit more than 800,000 borrowers.

Charles Schwab announces TD Ameritrade data breach
FINTECH JUL 14, 2023
Charles Schwab announces TD Ameritrade data breach

Tens of thousands of clients could have been affected by huge attack resulting from vulnerabilities found in MOVEit file transfer software.

Hightower Advisors gains HNW tax advantage through strategic investment
RIA NEWS JUL 14, 2023
Hightower Advisors gains HNW tax advantage through strategic investment

The deal will enhance the Chicago-based firm's tax advisory services for high-net-worth and business clients.

Credit Suisse bleeds bankers, UBS saves on payouts
PRACTICE MANAGEMENT JUL 14, 2023
Credit Suisse bleeds bankers, UBS saves on payouts

Rivals have poached dozens of senior Credit Suisse investment bankers in recent months, reducing the need for big redundancy packages for UBS.

Gensler's SEC crypto clampdown hits legal speed bump
ALTERNATIVES JUL 14, 2023
Gensler's SEC crypto clampdown hits legal speed bump

A U.S. District Court judge pushes back against the SEC's attempt to regulate Ripple XRP token.

Financial planner guilty of tax fraud on behalf of clients
RIA NEWS JUL 13, 2023
Financial planner guilty of tax fraud on behalf of clients

Charities, shell companies and tax evasion schemes leave a Cleveland advisor in hot water.

Got less than $680,000 to invest? Morgan Stanley doesn’t want your business
PRACTICE MANAGEMENT JUL 13, 2023
Got less than $680,000 to invest? Morgan Stanley doesn’t want your business

The big wealth manager palms off 'low value' clients in Australia.