One 2017 form, no broker license, and a $42 million gap they say surfaced on a webinar.
A $2.97 million commission haul and rolled-over retirement money sit at the center.
He sold "safe" notes on his radio show. The SEC says he was never licensed.
No securities background, no deal access - just an unlocked laptop, the SEC alleges.
Praised as 'invaluable,' then placed on a PIP - she says the timing tells the story
Investors say the advisor graded its own assets - then cashed in
Oregon investors allege Norada sold high-yield notes through a Ponzi scheme
The AI numbers came in far below the pitch - and the stock paid for it.
They say the offering hid two facts before the stock cratered nearly 70%.
The building sold for $72 million - he says his $550,000 never came back.
