The half-dozen teams who joined the hybrid RIA in the early innings of 2025 have lifted it past a key asset milestone.
RBC and Rockefeller strengthened their East Coast presence, including a $5 billion defection from JPMorgan, as Merrill welcomes a top-caliber advisor in California.
New in-house capability aims to empower advisors and associates with natural search to access vast data pool.
Wealth management job cuts at Edward Jones and Morgan Stanley are linked to a sinking stock market, tariff battles and the unknown, say industry executives
Advisor feels widespread sense of “betrayal” amongst the 2,900 Commonwealth advisors set to move to LPL.
Raymond James, Morgan Stanley, Osaic lose advisors to rivals
The broker-dealer giant has opened up a new management level, elevating several longtime leaders who've supported key pillars of its growth strategy.
Ameriprise has targeted LPL in at least four complaints since January 2024, alleging its competitor had unfairly hired its financial advisors.
In any brokerage transaction, it’s a fight for assets.
Industry research report unpacks trends in advisor channel movement, declines at wirehouse firms, and momentum building towards RIA affiliations.
Moloney Securities has been the target of securities regulators recently for sales of high-risk alternative investment products.
After a failed 2020 bid, the firm's parent company is once again seeking federal and state approval as it seeks to more fully address clients' needs.
The $2.7 billion acquisition raises eyebrows over its financial structure—and whether advisors will stick around long enough to justify it.
Top firms pursuing Commonwealth's advisors include Raymond James, Kestra and Cetera.
The broker-dealer giant's latest employee advisor additions in Ohio and Florida collectively managed more than a billion dollars at their former firms.
Duo reflects on ‘incredible journey’ in heartfelt message to team, clients
The broker-dealer giant is folding in dozens of W2 employee advisors as Bryant Riley continues to steer his besieged firm through financial difficulties.
The latest appointments feature a strategic succession in its asset management division and one promotion to a newly created practice management role.
LPL is expanding its footprint in Idaho as one of its veteran advisor affiliates starts afresh in Illinois.
Vaughn Harvey brings more than 25 years of experience in enterprise data strategy as LPL doubles down on advisor-facing AI strategy.
