Steve Randall

Steve Randall has more than three decades of media experience encompassing online, newspapers, magazines, radio, and podcasts. He focuses on insights and news for professionals in financial services, specifically investment and financial advisors. Steve writes for Key Media's Investment News (since 2023) and Wealth Professional (since 2014) titles with his Morning Briefing newsletter dropping into thousands of inboxes every morning. 

Steve Randall
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What's keeping investment firm compliance officers awake at night?
PRACTICE MANAGEMENT JUL 14, 2023
What's keeping investment firm compliance officers awake at night?

The Investment Adviser Association reveals the results of its 2023 Investment Management Compliance Testing Survey.

Investors open to using ChatGPT to pick their investment portfolios
FINTECH JUL 14, 2023
Investors open to using ChatGPT to pick their investment portfolios

Survey reveals that a significant share of respondents believe AI can do a better job of choosing equities than they can.

Asset managers want to expand their advisor channels and offer more resources
MUTUAL FUNDS JUL 13, 2023
Asset managers want to expand their advisor channels and offer more resources

Independent and hybrid RIAs are in focus as managers look to broaden their product distribution

High-net-worth clients may be easy to get and just as easy to lose, study reveals
RIA NEWS JUL 13, 2023
High-net-worth clients may be easy to get and just as easy to lose, study reveals

Due diligence may not be the top priority when wealthy clients seek a financial advisor, but such clients can also be quick to switch.

Allworth Financial adds $260M father-daughter RIA firm to fast-growing footprint
RIA NEWS JUL 12, 2023
Allworth Financial adds $260M father-daughter RIA firm to fast-growing footprint

With women controlling an increasing share of wealth, the addition of another female partner-advisor is important for Allworth

Hedge funds reconsider crypto amid US regulatory concerns
ALTERNATIVES JUL 12, 2023
Hedge funds reconsider crypto amid US regulatory concerns

However, fund managers are generally optimistic and intend to maintain or increase exposure.

Advisor leaves Ameriprise for LPL after 25 years, citing greater freedom
INDEPENDENT BROKER DEALERS JUL 11, 2023
Advisor leaves Ameriprise for LPL after 25 years, citing greater freedom

Jason Johnson founded 509 Wealth Management in 1998 and manages approximately $400 million in assets.

Schwab sharpens focus on distinct needs of wealthiest client groups
PRACTICE MANAGEMENT JUL 11, 2023
Schwab sharpens focus on distinct needs of wealthiest client groups

The firm has launched two brands to differentiate between high-net-worth and ultra-high-net-worth clients

SEC charges former Army financial counselor with Gold Star family frauds
REGULATION AND LEGISLATION JUL 10, 2023
SEC charges former Army financial counselor with Gold Star family frauds

The regulator alleges unauthorized trading for recommending inappropriate investments forbenefits including $50,000 of a minor child whose parent died on active duty.

Wealth Enhancement Group expands in Denver with Ryan Financial acquisition
RIA NEWS JUL 10, 2023
Wealth Enhancement Group expands in Denver with Ryan Financial acquisition

The nationwide independent wealth manager has been busy expanding its footprint during recent months.