The aim is to make critical workflows simpler and streamlined.
'You don’t need to reinvent the wheel here. You’ve got the building blocks to address [AI and predictive data analytics] concerns,' says a member of the advisory committee.
Latest funding round for fintech platform allowing advisors to manage clients’ held-away assets is led by Iconiq.
'Who were the accountants? Lending securities can be lucrative,' a compliance executive says.
'We all have too much to lose in reputation,' warns one CEO. 'It’s not worth it.'
Advisors, employers and DAFs can make everyone a philanthropist.
The firm's platform offers around 2,000 customized products from some 150 asset managers, tapping into rising demand for bespoke portfolios.
The platform enables connection without intermediaries, creates distribution partner opportunity.
On the surface, there isn't much difference, but results people get from planning services can vary wildly.
Automation and a focus on delivering value to clients are secret to success.
Adhesion Wealth’s Barrett Ayer highlights problems related to TAMPs – and a solution – in advance of RIA Labs webinar.
InvestmentNews begins its search for the top fund providers and investment research platforms in the industry.
Dan Zitting, who succeeds Klein as CEO, is former president of Galvanize.
This month’s highlights include Practice Intel’s new ‘growth platform,’ FinanceHQ’s new lead generation platform and RIA startup Farther’s latest funding round.
Coalition says it wants to ensure it funds firms with strong guardrails.
The combination of technology and the use of financial psychology 'creates better client outcomes,’ eMoney manager says.
Regulators, governments try to assess fallout as suspected Russian cyberattack creates mayhem.
AssetMark also announces a partnership with Cheetah, an Accutech company.
Lower levels of digital literacy among older Americans leave them vulnerable.
'We're not trying to change Reg BI or change the fiduciary guidance,' the SEC chair says at SIFMA's annual conference.
