Former chief compliance officer at RIA guilty of $500,000 fraud
According to several news websites, Jennifer Campbell had worked at Pratt Collard Buck Advisory Group, a firm in Buffalo, New York, that closed at the end of last year.
The U.S. Attorney's Office for the Western District of New York said last week that Jennifer Campbell, who had been office manager and chief compliance officer at an investment advisory firm based in Buffalo, New York, pleaded guilty to wire fraud, which carries a maximum penalty of 20 years in pris
Learn more about reprints and licensing for this article.
