Reason Financial Group, a seven-person hybrid team managing $200 million in San Diego, has changed its affiliation to LPL Financial from Avantax Wealth Management, a unit of Blucora.
Reason will use LPL as its custodian as well as its broker-dealer. Merit Financial Group, a registered investment advisory firm in San Clemente, California, will provide a variety of RIA services.
Reason was founded by Steve Pollock and Sean Storck, who are assisted by five team members, including tax strategists and financial planners.
Blue Anchor Capital Management and Pickett also purchased “highly aggressive and volatile” securities, according to the order.
Reshuffle provides strong indication of where the regulator's priorities now lie.
Goldman Sachs Asset Management report reveals sharpened focus on annuities.
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Cerulli research finds nearly two-thirds of active retirement plan participants are unadvised, opening a potential engagement opportunity.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today’s choppy market waters, says Myles Lambert, Brighthouse Financial.
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