A team of advisors who oversaw roughly $150 million in client assets at Securities America, a unit of Osaic, joined LPL Financial’s broker-dealer, RIA and custodial platforms, the firm announced Thursday.
Sacramento, California-based Bradford Capital Group includes Chris Bradford, its founder and managing director, along with Dave Meagher and operations manager Stina Bradford.
According to his BrokerCheck report, Bradford has 21 years of experience, having started at Edward Jones in 2002; he had been affiliated with Securities America since 2020. Prior to becoming an advisor, Bradford was football coach at the University of California, Davis.
Meagher began working with Bradford earlier this year after starting several software companies.
The team began considering a move after shifting its focus to working with business owners on exit strategies and with high-net-worth families.
“By moving to LPL, we have access to an exclusive set of sophisticated services in the high-net-worth space that will enable us to offer exceptional service to clients as they build wealth and transfer it to the next generation,” Meagher said in a statement. “We appreciate that LPL gives us more flexibility and HNW options such as trust planning and concentrated wealth management, along with access to a team of specialists who support the complex issues of estate planning for HNW families.”
By listening for what truly matters and where clients want to make a difference, advisors can avoid politics and help build more personal strategies.
JPMorgan and RBC have also welcomed ex-UBS advisors in Texas, while Steward Partners and SpirePoint make new additions in the Sun Belt.
Counsel representing Lisa Cook argued the president's pattern of publicly blasting the Fed calls the foundation for her firing into question.
The two firms violated the Advisers Act and Reg BI by making misleading statements and failing to disclose conflicts to retail and retirement plan investors, according to the regulator.
Elsewhere, two breakaway teams from Morgan Stanley and Merrill unite to form a $2 billion RIA, while a Texas-based independent merges with a Bay Area advisory practice.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
