Industry News

Displaying 35455 results
Zero-day options not to blame for sell-off, says Cboe
NEWS INDUSTRY NEWS DEC 22, 2023
Zero-day options not to blame for sell-off, says Cboe

Exchange says hedging activity more likely to be a stabilizer.

By Bloomberg
Elon Musk slams indexing, regulators in public markets rant
NEWS INDUSTRY NEWS DEC 22, 2023
Elon Musk slams indexing, regulators in public markets rant

Speaking to Cathie Wood, the billionaire also criticized shareholders.

By Bloomberg
Finra bars ex-Wells Fargo broker previously charged with fraud
NEWS ALTERNATIVES DEC 21, 2023
Finra bars ex-Wells Fargo broker previously charged with fraud

Louis Goff and others had been charged with raising $2.1 million from investors in a fraud from 2019 and 2020.

By Bruce Kelly
How private market investments can bolster 60/40 strategy
NEWS INDUSTRY NEWS DEC 21, 2023
How private market investments can bolster 60/40 strategy

Half of advisors surveyed in iCapital study say client interest in alts has increased.

By Josh Welsh
Aon buys wealth manager for $13.4B
NEWS RETIREMENT PLANNING DEC 21, 2023
Aon buys wealth manager for $13.4B

The deal for NFP will bring together a shared commitment to client excellence, the companies say.

By InvestmentNews
Most Americans are not expecting improved finances in 2024
NEWS INDUSTRY NEWS DEC 21, 2023
Most Americans are not expecting improved finances in 2024

A quarter of those surveyed by Bankrate think worse is to come.

By Steve Randall
Institutional investors have a positive outlook for the economy, CEOs are not convinced
NEWS INDUSTRY NEWS DEC 21, 2023
Institutional investors have a positive outlook for the economy, CEOs are not convinced

Global survey of business leaders and portfolio managers reveals split opinion.

By Steve Randall
Investors should prepare to buy the dip as rally eases
NEWS INDUSTRY NEWS DEC 21, 2023
Investors should prepare to buy the dip as rally eases

Strategists see potential of 8.5% gain for S&P 500 by end of 2024.

By Bloomberg
Citigroup to exit distressed debt business
NEWS INDUSTRY NEWS DEC 21, 2023
Citigroup to exit distressed debt business

Wall Street firm is undertaking restructuring to revive investor confidence.

By Bloomberg
Major US bank becomes first to have a unionized branch
NEWS INDUSTRY NEWS DEC 21, 2023
Major US bank becomes first to have a unionized branch

Workers in Albuquerque vote to join union, Alaska branch could be next.

By Bloomberg
Which stock gained 600% this year to become world's top performer?
NEWS INDUSTRY NEWS DEC 21, 2023
Which stock gained 600% this year to become world's top performer?

Bloomberg data reveals how influencers helped spark interest in the firm.

By Bloomberg
Broker-dealer index stays on pace with S&P 500 this year
NEWS BROKER DEALERS DEC 20, 2023
Broker-dealer index stays on pace with S&P 500 this year

'The broker-dealers are the toll collectors of trading volume.'

By Bruce Kelly
Wealthy Americans say it's harder than ever to build and protect wealth
NEWS LIFE INSURANCE AND ANNUITIES DEC 20, 2023
Wealthy Americans say it's harder than ever to build and protect wealth

New report from Chubb probes the millionaire mindset to find what matters to them.

By Steve Randall
LPL welcomes $200M advisor team in upstate New York
NEWS ADVISOR MOVES DEC 20, 2023
LPL welcomes $200M advisor team in upstate New York

Firm shifts affiliation from Osaic network's Triad Advisors.

By Steve Randall
Global trade under pressure from Red Sea disruption
NEWS INDUSTRY NEWS DEC 20, 2023
Global trade under pressure from Red Sea disruption

Insurance costs surge as merchant fleet faces attacks.

By Bloomberg
What is the 'basis trade' and why is the SEC concerned?
NEWS FIXED INCOME DEC 20, 2023
What is the 'basis trade' and why is the SEC concerned?

The space is dominated by only a few hedge funds, and that could be risky.

By Bloomberg
Finra charges advisor with paying under the table commissions
NEWS REGULATION AND LEGISLATION DEC 19, 2023
Finra charges advisor with paying under the table commissions

Finra alleges a southern California broker kicked back $900,000 in commissions to non-registered sales person.

By Bruce Kelly
Introducing the inaugural InvestmentNews Awards
NEWS INDUSTRY NEWS DEC 19, 2023
Introducing the inaugural InvestmentNews Awards

Excellence demands recognition – celebrating the industry’s best and brightest.

By InvestmentNews
‘Good people are doing good things’ with DAFs
NEWS PRACTICE MANAGEMENT DEC 19, 2023
‘Good people are doing good things’ with DAFs

Clients should want to give a charitable gift first and deal with tax deductions second, says director at Altair Advisers.

By Josh Welsh
AI-driven advanced planning solution joins forces with Orion
NEWS FINTECH DEC 19, 2023
AI-driven advanced planning solution joins forces with Orion

Partnership saves advisors time as there is no need to manually enter client data, says FP Alpha.

By InvestmentNews