RIA News

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RIAS RIA NEWS FEB 01, 2007
Senate passes minimum wage increase

The Senate approved the first increase in minimum wage in 10 years, bumping it to $7.25 per hour.

By Bloomberg
Interconnectedness and the great rewiring of modern society
INVESTING ALTERNATIVES MAY 05, 2005
Interconnectedness and the great rewiring of modern society

The evolution of data centers, power, real estate and infrastructure—the makeup of the New Economy

Reverse Spin: Spitzer, Donaldson turf war heats up
RIAS RIA NEWS DEC 15, 2003
Reverse Spin: Spitzer, Donaldson turf war heats up

New York Attorney General Eliot L. Spitzer isn't just getting scandal-plagued mutual fund companies to cry uncle. He is going for their wallets, too.

By Rick Miller
Opponents say stock options would be prohibitively costly
RIAS RIA NEWS DEC 15, 2003
Opponents say stock options would be prohibitively costly

A bipartisan group of senators has offered compromise legislation that would require publicly traded companies to include in expense statements stock options for their top employees.

By Sara Hansard
CFP board spreads word on standards
RIAS RIA NEWS DEC 15, 2003
CFP board spreads word on standards

Concerned that the public - and even some financial planners - are clueless about its practice standards, the Certified Financial Planner Board of Standards Inc. in Denver is on a mission to spread the word.

By Rick Miller
Tax Watch: IRS helps taxpayers recoup 'gratuity' benefits
RIAS RIA NEWS DEC 08, 2003
Tax Watch: IRS helps taxpayers recoup 'gratuity' benefits

The Internal Revenue Service is already helping taxpayers use a new tax law providing income exclusions for death benefit payments and certain home sales.

By Mark Battersby
New trend a reaction to federal rulings: Mutual funds that hedge edging into VA market
RIAS RIA NEWS DEC 08, 2003
New trend a reaction to federal rulings: Mutual funds that hedge edging into VA market

Mutual funds that use hedging strategies are finding their way into variable-annuity subaccounts - a move some expect will snowball in the coming year.

By Rick Miller
ADVISOR NEWS INDEPENDENT BROKER DEALERS SEP 08, 2003
Linsco makes a move to other side of ledger

By Bruce Kelly
RIAS RIA NEWS SEP 01, 2003
It's time to overhaul SEC's fine-collecting

By Investment News Team
RIAS RIA NEWS AUG 18, 2003
Profiling Top 25 401(k) managers

By Investment News Team
Brother, can you spare a decimal point?
RIAS RIA NEWS MAY 26, 2003
Brother, can you spare a decimal point?

Some of Wall Street's most powerful firms, reeling from steep drops in stock-trading profits, are urging regulators to help them make more money.

By Aaron Elstein
RIAS RIA NEWS APR 21, 2003
Secondary offering creates adviser power bloc

By Brooke Southall
ADVISOR NEWS OPINION FEB 10, 2003
Five things to ask annuity providers

By Eric Henderson
RIAS RIA NEWS SEP 02, 2002
Reverse Spin: Consumers shop their troubles away

By Frederick P. Gabriel Jr.
RIAS RIA NEWS AUG 26, 2002
Short Interests: Brain-drained broker must pay piper

When Dain Rauscher Inc. bought Minneapolis neighbor Wessels Arnold & Henderson LLC four years ago, it thought it also was snagging all the top executives of the investment bank, known for its technology deals.

By Bruce Kelly
RIAS RIA NEWS AUG 05, 2002
The UGMA truth: 529s usually better for college savings

Experts say investors can loosen the binds of their restrictive UGMA or UTMA accounts and get into a 529 — with a few caveats.

By David Hoffman
Equity managers keeping gunpowder dry
RIAS RIA NEWS JUL 15, 2002
Equity managers keeping gunpowder dry

Cash positions in some equity portfolios are rising as cautious portfolio managers are put off by the poor economy.

By Dave Kovaleski
ADVISOR NEWS RETIREMENT PLANNING JUN 03, 2002
Fast Track: GoldK, out to tap adviser vein, hires a veteran from Putnam

By Jeff Benjamin
ADVISOR NEWS REGULATION AND LEGISLATION MAY 27, 2002
Conference call: ICI wants SEC to go both ways, more or less

By Frederick P. Gabriel Jr.
RIAS RIA NEWS APR 01, 2002
Earn-out sale deals keep giving and giving

Sellers of financial planning practices increasingly want to retain a piece of the action to capitalize on the growth potential of their old businesses.

By Brooke Southall