Put your request in writing, enlist help if needed and don't give up.
The secretary of Labor should improve the regulation, not repeal it
Retirement plan fee-disclosure rules from 2012 show that sponsors — and likely participants — rarely read such notifications and, if they do, don't understand them.
The DOL also hinted that clean shares may offer an avenue for an additional rule exemption, potentially as a replacement or alternative to BICE.
Father-and-son team based in Omaha, Neb., remain in employee channel.
Proposal would carve through range of federal safety-net programs, but faces rejection by lawmakers from both parties.
Many advisory firms have been progressing in changes required to meet the new regulation, despite the first delay and a broader review that continues.
Former Wells Fargo broker consents to Finra ban for improper transfers from customer accounts.
It won't be delayed beyond June 9, but there could still be wholesale changes to the rule in the future. (<b>More:</b>​ <a href="http://www.investmentnews.com/gallery/20170523/FREE/523009998/PH" style="color:#b10816" target="_blank">DOL Fiduciary Rule: What you need to know about Acosta's decision) </a>
Big DOL fiduciary rule news requires a big reaction &mdash; at least on Twitter. Here's what people were saying about the news that the rule will become applicable beginning June 9
Large brokerage firms are updating technology to get a better understanding of clients in real time, to augment advisers' service and improve client experience.
Congress might double contribution limits separately if health care bill falls apart in Senate, consultant says.
Advisers forming RIA in West Palm Beach, Fla.
It would be the ninth state to pass legislation creating a plan, and differs from other states' auto-IRA and marketplace approaches.
Five-person group based in Reading, Pa., affiliates with hybrid arm.
Inflation worries grow, but still rank at bottom, Fidelity says.
Former assistant Labor secretary who crafted the rule says President Trump won't be able to get rid of it simply because he doesn't like it.
Labor Secretary finds no legal basis to delay implementation; rule to become applicable June 9
Advisers argue they need to see participant information to do holistic planning and be fiduciaries.
