Non-licensed but still advising
Dan Levin's radio show is called “Investment Talk,” but since last September, he hasn't had a license to sell investments as a broker. And he's not licensed to give investment advice as an adviser. What gives?
Dan Levin's radio show is called “Investment Talk,” but since last September, he hasn't had a license to sell investments as a broker. And he's not been licensed to give investment advice as an adviser since last June.
That would make it pretty tough to talk about investments with clien
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