More brokers picking stocks for clients -- but are they up to speed?
Advisers not thrilled by short deadline on variable annuity pullback
Overall, firm finds fees coming down and investment choices improving
The SEC is actively reviewing advisers' ADV forms. What's the commission looking for? Tarted up claims, including inflated education or professional credentials.
Public trustee bemoans break with historic self-financed structure
Volatility creates opportunity, famed investor points out; will this message get through to investors?
Clients claimed rep told them to put their IRA into life settlements
While Republican presidential candidate Mitt Romney struggles to overcome President Barack Obama's lead in most polls, there's one group that is increasingly confident he will win — financial advisers.
