Industry News

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Who knew you could make money investing in corporate events?
NEWS INDUSTRY NEWS MAR 28, 2012
Who knew you could make money investing in corporate events?

Binary strategy tied to company happenings more predictable than macroeconomic plays; bit of brilliance?

By Jeff Benjamin
NEWS RIAS MAR 28, 2012
Equity ownership: How and when to distribute

Of the myriad decisions faced by firms in today's market, none are more important or have longer-term implications than those surrounding the distribution of equity among existing and future owners.

By Scott Feraro
Behringer Harvard client wants answers after seeing fund drop by 96%
NEWS RIAS MAR 28, 2012
Behringer Harvard client wants answers after seeing fund drop by 96%

An investor has seen her real estate investment with Behringer Harvard Holdings drop by 96% and she is appealing to Finra for answers.

By Bloomberg
NEWS INDUSTRY NEWS MAR 28, 2012
New from Uncle Sam: Treasury Zero

It's coming, and you know it; also on the way: euro a go-go and fiduciary fade out

By Evan Cooper
All-in purchase of MSSB could singe Morgan Stanley's credit rating: Analysts
NEWS WIREHOUSES MAR 27, 2012
All-in purchase of MSSB could singe Morgan Stanley's credit rating: Analysts

Say swifter acquisition of remaining Citigroup stake would likely involve leverage

By AOSTERLAND
Indie B-D reps flocking to fixed indexed annuities
NEWS RETIREMENT PLANNING MAR 27, 2012
Indie B-D reps flocking to fixed indexed annuities

Fixed indexed annuities were a hot product among independent broker-dealer reps last year as clients sought a safe-money alternative to CDs, made virtually worthless by low interest rates.

By Bloomberg
Merrill adds a few heavyweights to herd
NEWS WIREHOUSES MAR 27, 2012
Merrill adds a few heavyweights to herd

By Andrew Osterland
NEWS LIFE INSURANCE AND ANNUITIES MAR 27, 2012
Special report: Variable annuities

A look at the latest trends in variable annuity sales and strategies.

By Paul Menchaca
NEWS RETIREMENT PLANNING MAR 27, 2012
The 25 largest variable annuity providers

By Mark Bruno
SEC maximizes performance-based fee minimums
NEWS REGULATION AND LEGISLATION MAR 27, 2012
SEC maximizes performance-based fee minimums

Critics have long claimed that advisers should not be allowed to charge performance-based fees when working with unsophisticated clients. Now, the SEC has weighed in, dramatically increasing the net-worth a client must posses to qualify for such a pricing arrangement.

By Dan Jamieson
NEWS RIAS MAR 26, 2012
DTCC names new boss

Bodson to take over at securities clearinghouse; Donahue retiring

By DJAMIESON
NEWS INDUSTRY NEWS MAR 26, 2012
Is there more upside?

By Invesco
NEWS RIAS MAR 26, 2012
No-action letter could signal next step for alts custody

By Dan Jamieson
Buffett's NetJets countersued by U.S. for unpaid taxes
NEWS RIAS MAR 26, 2012
Buffett's NetJets countersued by U.S. for unpaid taxes

The government has countersued NetJets Inc., owned by Warren Buffett's Berkshire Hathaway Inc., after the company filed suit over $642.7 in taxes, interest and penalties it says it doesn't owe.

By Doug Cubberley
NEWS RETIREMENT PLANNING MAR 26, 2012
'Demographic bust' will lead to lower returns across major asset classes

By Bloomberg
NEWS RETIREMENT PLANNING MAR 25, 2012
Special report: Retirement income

What financial advisers need to know about building retirement income plans for their clients.

By Paul Menchaca
NEWS INDUSTRY NEWS MAR 25, 2012
Dead client walking

Apparently, even dead clients can pay their credit card bills and bank regularly.

By Darla Mercado
NEWS WIREHOUSES MAR 25, 2012
Janney signs more wirehouse brokers

By AOSTERLAND
NEWS INDUSTRY NEWS MAR 25, 2012
Fee disclosure regs will crank up scrutiny on advisers

By Darla Mercado
NEWS EQUITIES MAR 25, 2012
Biggs boosts bullish bets on stocks

By Bloomberg