The legislative highlight of the year was Democrats raising fewer taxes on the wealthy than anticipated.
The acquisition of the New York-based RIA marks the third largest transaction for the Canadian buyer, which has grown to more than $100 billion in U.S. RIA assets in two years.
Many advisers are telling clients to wait until the smoke clears on Capitol Hill before making major tax planning decisions.
As the Senate gets to work, advisers will be keeping their eyes on Washington. The tax reform ground could shift again as lawmakers take up the bill.
A client's mental time horizon — how far into the future they think about their finances — can affect how much they save and their overall financial health.
PSCA found that more nonprofits want to provide financial wellness services to participants, as well as retirement income options.
The plaintiffs failed to make any factual allegations about the Adidas plan sponsor’s process of selecting investments, the magistrate judge noted.
Riding the direct indexing wave, the WisdomTree Crypto Index is designed for advisers but could also offer direct access for retail investors.
The retirement plan consulting firm is partnering with Newport Group on the PEP, which it says will be available to employers of all sizes.
DPL added 11 more multi-year guaranteed annuities, or MYGAs, to its commission-free marketplace, which previously included a single product in that category.
Building a positive impact portfolio involves the use of both negative and positive screens, as well as the consideration of trading issues and portfolio weighting.
Despite record-level asset flows into ESG strategies, the category is still saddled with a reputation it has long outgrown.
Lexington Wealth Management is adding Thompson Wealth Management, which is also based in Massachusetts.
The four-adviser team, HPK Provident Advisors, is based in Bridgeville, Pennsylvania, and Sarasota, Florida.
The Clauss & Ellison Group, a three-person team from Merrill Lynch, is joining the firm’s employee adviser channel.
Learn how BlackRock’s research-backed solutions can help participants generate income in retirement.
The start of the 2020s has been dominated by the three Cs — Covid, convergence and consolidation. Government mandates could cause the small and startup plan market to explode, and RPA consolidation has blown up.
HearthStone’s seven employees work with 150 clients, including affluent families and professional fiduciaries.
The deal for Robinson Tigue Sponcil is Mariner’s 10th transaction this year.
Plaintiffs in a 2020 class-action lawsuit claimed the school failed to select competitive investments and administrative services.
