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NEWS INDUSTRY NEWS OCT 05, 2019
Spotlighting sustainability

These short films will be shown Dec. 4 at the inaugural InvestmentNews ESG & Impact Forum Film Festival in New York.

By Bloomberg
Envestnet founder and CEO Jud Bergman killed in automobile crash
NEWS INDUSTRY NEWS OCT 04, 2019
Envestnet founder and CEO Jud Bergman killed in automobile crash

Co-founder Bill Crager was named interim chief executive.

By Ryan W. Neal
Price-pressure trend shines new light on RIA-custodian relationships
NEWS INDUSTRY NEWS OCT 04, 2019
Price-pressure trend shines new light on RIA-custodian relationships

Tighter margins for custodians call into question RIAs riding for free.

By Jeff Benjamin
Finra panel orders Stifel to pay $1.5 million to clients
NEWS INDUSTRY NEWS OCT 04, 2019
Finra panel orders Stifel to pay $1.5 million to clients

Sum constitutes compensatory damages for breach of duties.

By InvestmentNews
Advice industry reacts to Jud Bergman's death
NEWS INDUSTRY NEWS OCT 04, 2019
Advice industry reacts to Jud Bergman's death

Envestnet's CEO is remembered not just for the transformational company he led but for his humor and kindness.

By Ryan W. Neal
Prudential reverses variable annuity suspension in New York
NEWS INDUSTRY NEWS OCT 04, 2019
Prudential reverses variable annuity suspension in New York

The decision follows a similar route taken by peers like Jackson National and Lincoln Financial.

By Greg Iacurci
JPMorgan, BlackRock say investors too cautious on repeat of 2008
NEWS INDUSTRY NEWS OCT 04, 2019
JPMorgan, BlackRock say investors too cautious on repeat of 2008

Some advisers are endorsing stocks but are encouraging a selective approach.

By Bloomberg
LPL, Triad brokers lose Ohio National lawsuit over variable annuity commissions
NEWS INDUSTRY NEWS OCT 04, 2019
LPL, Triad brokers lose Ohio National lawsuit over variable annuity commissions

But brokers' hopes of restoring payments kept alive with rulings in two other cases.

By Greg Iacurci
Envestnet founder and CEO Jud Bergman killed in automobile crash
NEWS INDUSTRY NEWS OCT 04, 2019
Envestnet founder and CEO Jud Bergman killed in automobile crash

Co-founder Bill Crager was named interim chief executive.

By Ryan W. Neal
NEWS INDUSTRY NEWS OCT 04, 2019
Finra panel orders Stifel to pay $1.5 million to clients

Sum constitutes compensatory damages for breach of duties.

By InvestmentNews
NEWS INDUSTRY NEWS OCT 04, 2019
Price-pressure trend shines new light on RIA-custodian relationships

Tighter margins for custodians call into question RIAs riding for free.

By Jeff Benjamin
NEWS INDUSTRY NEWS OCT 04, 2019
LPL, Triad brokers lose Ohio National lawsuit over variable annuity commissions

But brokers' hopes of restoring payments kept alive with rulings in two other cases.

By Greg Iacurci
NEWS INDUSTRY NEWS OCT 04, 2019
JPMorgan, BlackRock say investors too cautious on repeat of 2008

Some advisers are endorsing stocks but are encouraging a selective approach.

By Bloomberg
NEWS INDUSTRY NEWS OCT 04, 2019
Prudential reverses variable annuity suspension in New York

The decision follows a similar route taken by peers like Jackson National and Lincoln Financial.

By Greg Iacurci
Trump to outline new vision for Medicare
NEWS INDUSTRY NEWS OCT 03, 2019
Trump to outline new vision for Medicare

An executive order regarding the Medicare system is titled "Protecting Medicare from Socialist Destruction."

By InvestmentNews
Nashville hybrid managing $150 million switches to SA Stone
NEWS INDUSTRY NEWS OCT 03, 2019
Nashville hybrid managing $150 million switches to SA Stone

The company and an RIA affiliate are units of the former Sterne Agee

By InvestmentNews
LPL reels in three teams from Advisor Group broker-dealers
NEWS INDUSTRY NEWS OCT 03, 2019
LPL reels in three teams from Advisor Group broker-dealers

LPL's haul includes two groups from FSC Securities and almost $1.5 billion in client assets.

By Bruce Kelly
Riskalyze launches multi-custodial trading tool
NEWS INDUSTRY NEWS OCT 03, 2019
Riskalyze launches multi-custodial trading tool

Company said software will reduce time advisers spend trading by 80%.

By Ryan W. Neal
Navigating the world of probability and certainty in your practice
NEWS INDUSTRY NEWS OCT 03, 2019
Navigating the world of probability and certainty in your practice

Advisers should be cognizant of the rules that govern clients' retirement assets.

By Corey Keltner
Refined Metrics for RIAs: Improving Performance Measurement
NEWS INDUSTRY NEWS OCT 03, 2019
Refined Metrics for RIAs: Improving Performance Measurement

Hindsight is 20/20, but it doesn't tell you much about the future.

By Anand Sekhar