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NEWS BROKER DEALERS OCT 18, 2015
TD Ameritrade CEO Tomczyk to retire, be replaced by TD Bank exec Tim Hockey

Longtime banker rose through the ranks in Canada and will move to New York.

By Bloomberg
Don't abandon Social Security strategy to avoid Medicare hike
NEWS RETIREMENT PLANNING OCT 18, 2015
Don't abandon Social Security strategy to avoid Medicare hike

Short-sighted remedy is like 'prescribing a lobotomy for a headache'.

By Mary Beth Franklin
Which region is best prepared for retirement?
NEWS RETIREMENT PLANNING OCT 18, 2015
Which region is best prepared for retirement?

A new study examines geographical differences in retirement readiness.

By Alessandra Malito
NEWS FINTECH OCT 18, 2015
Building traffic to BrokerCheck

The question for Finra: How deep is their resolve to make BrokerCheck as popular as services like Yelp, TripAdvisor or Angie's List?

By MFXFeeder
The Social Security survivor benefit do-over
NEWS RETIREMENT PLANNING OCT 18, 2015
The Social Security survivor benefit do-over

Widows and widowers can repay benefits and collect higher amounts later.

By Mary Beth Franklin
NEWS EQUITIES OCT 17, 2015
Rising rates not expected to have a huge impact on stocks

<i>Breakfast with Benjamin:</i> Just because Janet Yellen and the Fed are going to be raising interest rates soon doesn't mean there won't be investment opportunities.

By Jeff Benjamin
NEWS RETIREMENT PLANNING OCT 16, 2015
Republicans want to see cost-benefit analysis before SEC proceeds on fiduciary

Today's hearing on 2016 budget discussed the DOL rule as well, with a lawmaker asking Chairwoman Mary Jo White, 'Why are you allowing the Labor Department to take over your territory?'

By Mark Schoeff Jr.
Yellen, yuan and yields: Global economies are more closely linked than ever
NEWS EMERGING MARKETS OCT 16, 2015
Yellen, yuan and yields: Global economies are more closely linked than ever

When China sneezed last quarter, the world caught a cold but smart investors found opportunity.

By Charles Reinhard
El-Erian: Don't be too quick to discount a December Fed rate hike
NEWS EQUITIES OCT 16, 2015
El-Erian: Don't be too quick to discount a December Fed rate hike

The risk of misreading global and domestic economic context.

By Mohamed El-Erian
Voya restricts variable-annuity sales under regulatory pressure
NEWS BROKER DEALERS OCT 16, 2015
Voya restricts variable-annuity sales under regulatory pressure

In response to Finra's warning on suitability, the firm's affiliated brokers will no longer sell certain types of L share annuities, a move that puts the company in line with other B-Ds.

By Trevor Hunnicutt
A new option for income generation: High dividend, low volatility ETFs
NEWS EQUITIES OCT 15, 2015
A new option for income generation: High dividend, low volatility ETFs

Potential is there to meet investors' objectives of capital preservation, growth and income without taking on unacceptable risk

By Rick Genoni
Raymond James won't launch robo-adviser to compete with independents
NEWS FINTECH OCT 15, 2015
Raymond James won't launch robo-adviser to compete with independents

As the financial services industry jockeys for position in the fast-evolving world of robo-advice, Raymond James has put a stake in the ground, saying that it will not launch a robo-platform that competes with its affiliated financial advisers.

By Jeff Benjamin
NEWS RETIREMENT PLANNING OCT 15, 2015
The newest way to get rid of credit card debt

Peer-to-peer lending is an increasingly popular way of stamping out debt, but how does it stack up against more traditional strategies?

By Bloomberg
Gender-focused investment strategy skips over common sense
NEWS EQUITIES OCT 15, 2015
Gender-focused investment strategy skips over common sense

$1.4 billion TAMP seizes on an opportunity, but its strategy seems ill-conceived.

By Jeff Benjamin
NEWS RETIREMENT PLANNING OCT 15, 2015
Retirees feel the pinch of rising health care costs

A 65-year-old couple retiring this year should expect to spend $245,000 on health care costs, up $25K from last year.

By Laura Sanicola
Market volatility fails to dent investors' attraction to robo-advisers
NEWS FINTECH OCT 15, 2015
Market volatility fails to dent investors' attraction to robo-advisers

The summertime spike in market volatility failed to dent investors' willingness to invest &amp;mdash; or invest more of &amp;mdash; their assets with robo-advisers.

By Alessandra Malito
Some retirees could see higher Medicare premiums, reduced Social Security benefits in 2016
NEWS RETIREMENT PLANNING OCT 15, 2015
Some retirees could see higher Medicare premiums, reduced Social Security benefits in 2016

One strategy may protect you from higher premiums next year; the other won't.

By Mary Beth Franklin
NEWS RETIREMENT PLANNING OCT 15, 2015
How Social Security claiming strategies affect Medicare premiums

One strategy may protect you from higher premiums in 2016; the other won't.

By Mary Beth Franklin
Voya takes on bigger rivals with new RIA channel
NEWS RIAS OCT 15, 2015
Voya takes on bigger rivals with new RIA channel

New platform will let the firm offer affiliation options like those at larger broker-dealers such as LPL and Raymond James.

By Mason Braswell
NEWS BROKER DEALERS OCT 14, 2015
Wells Fargo Advisors president Mary Mack pleased with reception from Credit Suisse brokers

Executive sees recruiting opportunity across the country after October recruiting deal struck.

By Mark Schoeff Jr.