SEC said firm failed to disclose conflicts of interest related to more than $10 million in compensation.
Big banks on Treasury's borrowing advisory committee have been pessimistic about the notion of ultra-long bonds.
Six-partner Intermountain Financial Partners is based in Salt Lake City
Treasury inflation-protected securities are gaining popularity as a yield play
This detail could catch clients off guard when they surrender or exchange a policy.
Investing in other funds in addition to a TDF adds risk and defeats the purpose.
Promoters of insurance products can say pretty much anything in their marketing materials
The accounts come with powerful tax advantages, but not many people use HSAs, and even fewer use them in the optimal manner.
Cites trade wars and political uncertainty as main reasons for downgrade.
Rise in Medigap premiums is outpacing Social Security's cost-of-living adjustment, and the disparity is likely to get worse in 2020.
Few highly rated insurers are offering fixed annuities guaranteeing more than 3%, a challenge for advisers in search of yield for clients.
High levels of debt could be impacted by declining interest rates, the debt rating firm says.
Escalation of the trade war heightens concerns about the already shaky economic outlook.
Finra panel gives UBS investors $4.25 million in damages, $170,000 in costs.
The jump is a welcome shift for Wall Street underwriters and mutual-funds that have cash they need to invest.
Some major ETF providers haven't launched a fund all year
The mishap raises new questions about how ETF managers monitor the indexes that underlie their portfolios.
Limra Secure Retirement Institute data finds VA sales stopped declining.
The trading volume on SPY can serve as a decent leading indicator for equities.
Commissioners vote 3-2 to issue guidelines on fund managers' responsibilities in dealing with proxy advisers
