Investing

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RETIREMENT PLANNING JUN 28, 2016
401(k) investors concentrated in low-cost mutual funds: Investment Company Institute

The larger trend toward passive investing, as well as cost-consciousness on the part of plan sponsors and general industry push to lower expense ratios, are at play.

By Greg Iacurci
SEC fines WFG Advisors $100,000 for overcharging clients in alternative investments
RIA NEWS JUN 28, 2016
SEC fines WFG Advisors $100,000 for overcharging clients in alternative investments

The wealth manager overbilled for investments in REITs and BDCs

By Christine Idzelis
Along with advisers, Fidelity, BlackRock and Vanguard urge investors to stay the course
MUTUAL FUNDS JUN 28, 2016
Along with advisers, Fidelity, BlackRock and Vanguard urge investors to stay the course

But they're remarkably short on what to buy.

By John Waggoner
What to say when clients hate you for advising international investments
PRACTICE MANAGEMENT JUN 28, 2016
What to say when clients hate you for advising international investments

First off, advisers should tell them that adding international stocks can dampen a portfolio's volatility, and increase the number of potential winners.

By John Waggoner
MUTUAL FUNDS JUN 28, 2016
Fidelity blocks opening trades on several ETF products, citing suitability concerns

The fund giant wouldn't say if regulatory pressure compelled it to impose the practice.

By John Waggoner
EQUITIES JUN 27, 2016
The safe-haven utilities sector has become extremely overextended

<i>Breakfast with Benjamin</i> Something amiss when safe-haven investments move into bubble territory. The utilities sector is up 21% so far this year.

By Jeff Benjamin
ETFS JUN 27, 2016
DoubleLine's Jeffrey Gundlach says gold is the place to be

<i>Breakfast with Benjamin</i> Jeffrey Gundlach is embracing the safe haven of gold: &quot;Things are shaky and feeling dangerous.&quot;

By Jeff Benjamin
Investors loving BlackRock's high-yield bond ETF thanks to Brexit
MUTUAL FUNDS JUN 27, 2016
Investors loving BlackRock's high-yield bond ETF thanks to Brexit

Junk-bond fund posted $291 million of inflows during rout.

By Bloomberg
Brexit vote whipsaws markets, tests financial advisers' resolve
EQUITIES JUN 27, 2016
Brexit vote whipsaws markets, tests financial advisers' resolve

The fallout from Britain's shocking vote could last at least two years. Meanwhile, advisers told their clients to <a href=&quot;http://www.investmentnews.com/article/20160624/FREE/160629940/financial-advisers-reach-out-to-clients-as-stocks-plunge-in-brexit&quot;>keep calm and carry on</a> as stock markets tumbled, creating a buying opportunity.

By Jeff Benjamin
Carlyle Group, KKR and other private equity firms target individual investors with interval funds
ALTERNATIVES JUN 27, 2016
Carlyle Group, KKR and other private equity firms target individual investors with interval funds

Weighing the pros and cons of the new registered fund

By Jeff Benjamin
EQUITIES JUN 24, 2016
SEC going after advisers for reverse churning

<i>Breakfast with Benjamin</i> The commission is specifically looking at why some clients are in advisory accounts versus brokerage accounts.

By Jeff Benjamin
Financial Twitter reacts to Brexit vote
EMERGING MARKETS JUN 24, 2016
Financial Twitter reacts to Brexit vote

Advisers and other professionals took to Twitter Friday to share their reactions and advice.

By lkonish
Franklin Templeton's Hasenstab kicks off Morningstar with nod to emerging markets
EQUITIES JUN 24, 2016
Franklin Templeton's Hasenstab kicks off Morningstar with nod to emerging markets

Uncovering value in unloved economies.

By Jeff Benjamin
EQUITIES JUN 24, 2016
Wall Street's fear index rises as global markets face unrest

<i>Breakfast with Benjamin</i> As the Brexit vote approaches and markets face global uncertainties, the CBOE Market Volatility Index climbs above a symbolic threshold.

By Jeff Benjamin
Pacific Life expands reach in term life insurance market through Genworth acquisition
LIFE INSURANCE AND ANNUITIES JUN 23, 2016
Pacific Life expands reach in term life insurance market through Genworth acquisition

The insurer is trying to expand outside the affluent market with the purchase of a tech platform.

By Greg Iacurci
EQUITIES JUN 23, 2016
If all else fails, blame the sluggish economy on demographics

Plus: European activists hedge funds are nicer, Soros gets it all wrong, and crowdfunding for dummies

By Jeff Benjamin
Bond bears licking their wounds as stock funds lag amid low-interest rates
ALTERNATIVES JUN 23, 2016
Bond bears licking their wounds as stock funds lag amid low-interest rates

The average long-term government bond fund has soared 10.1% this year, according to Morningstar.

By John Waggoner
MUTUAL FUNDS JUN 23, 2016
Bank of America Merrill Lynch to trim mutual fund offerings

The firm hopes to make it easier for clients and advisers to understand sales charge reductions and waivers.

By John Waggoner
RETIREMENT PLANNING JUN 23, 2016
MetLife is second major insurer to exit the brokerage business, in the sale of adviser unit to MassMutual

MetLife is the second major insurer to exit the brokerage business, in the sale of its adviser unit to MassMutual. Mergers may be on the rise due to the Labor Department's proposed fiduciary rule.

By Christine Idzelis
U.S. stock futures tumble with global markets on surprise Brexit results
EQUITIES JUN 22, 2016
U.S. stock futures tumble with global markets on surprise Brexit results

U.K. vote to leave the European Union after more than four decades of membership sends U.S. stock futures tumbling.

By Bloomberg