The plaintiff claims the company only offered one unaffiliated investment option during the class period, resulting in excessive fees for participants.
Distributors of exchange-traded funds are branding their products with actual celebrities in an attempt to stay relevant.
With testimony concluded, case could go to the jury as early as Thursday
Former CFO claims everything he did was 'appropriate' and 'correct.'
Only one plan was assessed positively as both an investment and a savings vehicle.
He says 'one-size fits all' portfolios are a dangerous bet, especially in a market decline
Prosecution rests case in fraud trial against CFO of American Realty Capital Properties.
Rising rates don't seem to be deterring fans of dividend-paying stocks.
Lisa McAlister acknowledges she has lied before, but asserts she's telling the truth now.
The gains have come amid a broader rotation into financial stocks — and despite the recent popularity of passive strategies.
Long-time broker-dealer exec will head real estate firm's sales unit
The funds are catching on due largely to lower costs and more product availability, but come with some inherent drawbacks.
Move is reaction to addition of this stock in MSCI Emerging Markets Index next year, but changes will be minimal.
Lisa McAlister, former chief accounting officer at the REIT once controlled by Nicholas Schorsch, said Mr. Schorsch instructed Mr. Block to commit accounting fraud in a particular financial line item.
"Tepid" is better than "awful."
Independent broker-dealers and RIA firms need to encourage the proliferation of new cost and compensation practices.
With regulations and other factors changing the marketplace, the publicly traded REIT will focus on its core business in the net lease market.
Attorney questions why Ryan Steel didn't raise accounting concerns with firm's auditor or law firm.
Some of the funds with the biggest shares in Whole Foods as a percentage of assets aren't household names.
The platform, named FundVest ETF, will initially offer 120 ETFs.
