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Macquarie RIA subsidiary faces $80M penalty to settle SEC fraud allegations
FIXED INCOME SEP 19, 2024
Macquarie RIA subsidiary faces $80M penalty to settle SEC fraud allegations

Firm attempted to minimize losses in thousands of "odd lot" positions by executing unfavorable cross trades with retail mutual funds and third-party broker-dealers, according to the regulator.

By Leo Almazora
No need for a series of large interest rate cuts, says fixed income expert
FIXED INCOME SEP 19, 2024
No need for a series of large interest rate cuts, says fixed income expert

"Recession is not a base case scenario over the quarters ahead."

By Josh Welsh
BlackRock strategists taking defensive measures ahead of rising volatility
EQUITIES SEP 19, 2024
BlackRock strategists taking defensive measures ahead of rising volatility

A pair of BlackRock portfolio specialists explain why they are dialing down risk in their model portfolios.

By Gregg Greenberg
The private credit ETF race is heating up
ALTERNATIVES SEP 18, 2024
The private credit ETF race is heating up

Three asset managers have submitted regulatory filings in a bid to capture a valuable first-mover advantage.

By Leo Almazora
Blue Owl targets higher alts adoption with education platform
ALTERNATIVES SEP 18, 2024
Blue Owl targets higher alts adoption with education platform

The asset manager has launched a digital portal with webinars, portfolio construction resources, and other materials to help advisors and their clients invest in the private markets.

By Leo Almazora
New Chatbot ETF promises to invest like Buffett, Druckenmiller
EQUITIES SEP 18, 2024
New Chatbot ETF promises to invest like Buffett, Druckenmiller

Fintech startup unveils a bold AI-powered strategy that takes cues from the world's greatest investors.

By Bloomberg
Fed reveals September rate decision
FIXED INCOME SEP 18, 2024
Fed reveals September rate decision

The central bank has finally pared back its policy rate from historic highs ... but what's its next move?

By Leo Almazora
McKinsey sees money manager war brewing as $10T comes into play
ETFS SEP 18, 2024
McKinsey sees money manager war brewing as $10T comes into play

A tsunami of assets to be dislodged from banks, insurers, and wealthy retail clients over the next decade poses an opportunity for the embattled asset management industry.

By Bloomberg
Research reveals middle-income household gap on long-term care insurance
RETIREMENT PLANNING SEP 18, 2024
Research reveals middle-income household gap on long-term care insurance

Survey of middle- and upper-income consumers reveals shortfalls around familiarity, cost concerns, and the role of financial planners.

By Leo Almazora
Four-fifths of retirement plan advisors are talking about lifetime income
LIFE INSURANCE AND ANNUITIES SEP 18, 2024
Four-fifths of retirement plan advisors are talking about lifetime income

BlackRock research surveys retirement advisors' sentiment around active managements, retirement income solutions, and AI.

By Leo Almazora
Fed out of line and should cut by 0.5%, says Gundlach
FIXED INCOME SEP 17, 2024
Fed out of line and should cut by 0.5%, says Gundlach

DoubleLine Capital founder also predicts five cuts by end of 2024.

By James Burton
Time is right to buy the AI dip, says Goldman
EQUITIES SEP 16, 2024
Time is right to buy the AI dip, says Goldman

Fear and disappointment around companies' AI spending is a buying opportunity, argue strategists at the bank.

By Bloomberg
What's up with Warren Buffett and Berkshire Hathaway? Advisors weigh in
EQUITIES SEP 16, 2024
What's up with Warren Buffett and Berkshire Hathaway? Advisors weigh in

Wealth managers offer their opinions about the action swirling around the trillion dollar financial giant.

By Gregg Greenberg
Harris win could bode well for bonds, not so much for stocks
EQUITIES SEP 16, 2024
Harris win could bode well for bonds, not so much for stocks

Investor poll suggests a Trump victory would impact financial markets more heavily compared to if the Democrats retained the White House.

By Bloomberg
3iQ, CoinDesk launch global digital asset fund partnership
ALTERNATIVES SEP 16, 2024
3iQ, CoinDesk launch global digital asset fund partnership

The two crypto-focused firms' new venture gives advisors an onramp to expand portfolio exposures gradually beyond Bitcoin.

By Leo Almazora
Financial advisors tweaking bond portfolios as rate cuts approach
FIXED INCOME SEP 13, 2024
Financial advisors tweaking bond portfolios as rate cuts approach

Wealth managers are adding protection and modifying duration as the Fed prepares to cut rates.

By Gregg Greenberg
BlackRock's 'surround sound' model
PRACTICE MANAGEMENT SEP 13, 2024
BlackRock's 'surround sound' model

Eve Cout, managing director, believes advisors are seeking deeper partnerships with firms like BlackRock

By Chris Davis
Finding value in distressed investing
ALTERNATIVES SEP 13, 2024
Finding value in distressed investing

Segment one of the last remaining parts of the markets where you can find inefficient pricing says advisor.

By Chris Davis
iCapital gives advisors more skin in the sports investing game
ALTERNATIVES SEP 13, 2024
iCapital gives advisors more skin in the sports investing game

The alts provider's latest partnership provides access to private opportunities in golf, football, and other professional sports.

By Leo Almazora
Single-stock ETF boom heats up with overseas bets
ETFS SEP 13, 2024
Single-stock ETF boom heats up with overseas bets

Filing for new suite of super-concentrated ETFs would let investors get direct exposure to foreign companies sans the exchange-rate risk.

By Bloomberg