The firm was fined $200,000 for failing to supervise the rep, whose grandmother was 88 and widowed when she opened her account in 2014.
State regulators grant more time for input after getting pushback from groups representing the alternatives sector.
The global sell-off in bonds results in the second straight quarter in which the asset management company's clients pulled money from its funds.
The fund, which began trading on the NYSE Arca exchange, tracks the firm's Crypto Thematic Index.
The life insurance and wealth management company is making its second acquisition in a week by picking up advisory firm Gladstone.
Institutional investors will be able to use BlackRock's Aladdin investment management system to oversee their exposure to bitcoin along with assets such as stocks and bonds.
The two products would invest at least 80% of their assets in corresponding indexes built by the firm.
This year's slide in stocks and bonds hasn't been pleasant for anyone, but it's been most disheartening for those with kids heading off to college this fall.
The new proposal would give the derivatives regulator direct oversight of tokens that qualify as 'digital commodities.'
The addition of Simon brings the total number of asset managers and product manufacturers on the iCapital platform to nearly 300, according to the company.
A July survey of Tiger 21 members shows a renewed appetite for stocks that's being compared to the buying that occurred at the market bottom in 2009.
The portfolios were added to programs for Connecticut, New Hampshire and Massachusetts.
A survey published by Calvert Impact Capital found that 94% of advisers said they would like to see more impact products on the market.
Passive funds' share of the domestic equity-fund market is close to 58%, but the active-versus-passive debate has become more heated amid the recent stock turmoil.
Three dividend-focused ETFs rank among the top 10 in terms of equity inflows, and on the fixed-income side, Treasuries have seen a fierce rally.
Goals include dismantling barriers and creating new ways to reach and invite women and minorities.
Ron Shurts, co-founder and CEO of Annexus, which develops annuities and other insurance products, will become a managing partner of Integrity.
At a hearing Thursday on scams and risks in the crypto and securities markets, senators on both sides of the aisle pitched legislation to protect investors from harm.
A new study shows 7 out of 10 caregivers are so focused on their caregiving duties that they put off addressing their own needs.
As insurers push prices on LTC policies higher, individuals must weigh their policy options to maintain protection at an affordable price.
