Independent broker-dealers that sold the distressed series of UDF real estate investment trusts could soon be facing arbitration claims from angry investors, according to Alan Rosca, a plaintiff's attorney.
Management of distressed real estate investment trust United Development Funding IV has been subpoenaed to hand over company documents to a grand jury.
United Development Funding IV's stock price has dropped 81% in the past two months after a hedge fund alleged it was operating like a Ponzi scheme
When's the last time a client berated you for not being bullish enough?
The suits allege that money market funds were imprudent investment choices given that their returns were lower than stable value funds.
There is a convincing argument that advisers and their high-net-worth clients should consider an allocation to private equity.
No reason given for why Robert Froehlich has decided not to run for re-election.
How could a seemingly vibrant company fall apart so quickly and wind up <a href="http://www.investmentnews.com/article/20160104/FREE/160109987/rcap-files-for-bankruptcy-cetera-to-emerge-as-independent-company" target="_blank">heading to bankruptcy?</a>
As comment period ends, firms hope to ensure the SEC knows that ETFs help, and don't hurt, liquidity, price discovery.
Property trusts readying for stock inflows with new grouping.
Company claims damaging online post was the work of a hedge fund shorting the stock.
U.S. incentive-compensation proposal toughest on large lenders.
New reg mandates changes to customer account statements that better reflect true value of nontraded REITs.
Independent broker-dealers face a series of hurdles as they try to revive flagging REIT sales.
Vereit, formerly ARCP, received a request to redeem millions worth of “operating partnership” units from affiliates of its former manager run by Mr. Schorsch.
Plus: Millennials don't invest like the rest of us, mid-cap stocks to the rescue, and Big Pharma pulls a fast one
<i>Breakfast with Benjamin</i> Why the father of the 401(k) came to think the plans were better at helping the financial industry than retirement savers.
<i>Breakfast with Benjamin</i> The billionaire hedge funder is shorting stocks and buying gold.
Plus: Deciding between ETFs and mutual funds, why borrowing from a 401(k) is a bad idea, and how to tell if you're traveling next to an economist
