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'Smart beta' tops the list of 2015 financial-term searches
ALTERNATIVES DEC 21, 2015
'Smart beta' tops the list of 2015 financial-term searches

<i>Breakfast with Benjamin</i>: Smart beta was the top financial search term on Investopedia in 2015, and for good reason.

By Jeff Benjamin
Hedge funds post worst quarter since 2008 crisis
EQUITIES DEC 21, 2015
Hedge funds post worst quarter since 2008 crisis

Hedge-fund assets contracted by $95 billion to $2.87 trillion during third quarter amid a surge of fund closures.

By Bloomberg
BlackRock CEO Fink gives Yellen high marks
FIXED INCOME DEC 21, 2015
BlackRock CEO Fink gives Yellen high marks

BlackRock CEO Larry Fink gives Federal Reserve chairwoman Janet Yellen rave reviews for her speech following the Fed's move to raise interest rates.

By InvestmentNews Staff
Guggenheim plays the value card with new Dow dividend-focused ETF
EQUITIES DEC 21, 2015
Guggenheim plays the value card with new Dow dividend-focused ETF

Flip-flopping the weightings of the traditional Dow 30 stocks

By Jeff Benjamin
LPL faces heavy burden in complying with state settlements over REIT sales
ALTERNATIVES DEC 20, 2015
LPL faces heavy burden in complying with state settlements over REIT sales

The firm's settlement with the states was reminiscent of how broker-dealers handled various settlements in paying clients who bought auction rate securities.

By Bruce Kelly
FIXED INCOME DEC 20, 2015
The danger of reaching for yield

Three lessons for advisers from the closing of the Third Avenue Focused Credit Fund.

By MFXFeeder
EQUITIES DEC 19, 2015
Wall Street volatility may bend, not break, U.S. growth

Turmoil in financial markets may slow the U.S. economic expansion. But it probably won't kill it.

By Bloomberg
Rough week doesn't derail the outlook for ETFs
EQUITIES DEC 18, 2015
Rough week doesn't derail the outlook for ETFs

Cerulli sees ETF assets more than doubling to $6T by 2020

By Jeff Benjamin
SEC allows Third Avenue to temporarily freeze redemptions
FIXED INCOME DEC 18, 2015
SEC allows Third Avenue to temporarily freeze redemptions

Third Avenue Management LLC received approval from U.S. regulators to temporarily suspend redemptions from its $788.5 million high-yield bond fund.

By Bloomberg
Third Avenue fund collapse may be 'much bigger problem' for bond ETFs
EQUITIES DEC 18, 2015
Third Avenue fund collapse may be 'much bigger problem' for bond ETFs

Fund closure could put the spotlight on fixed-income ETFs, which are vulnerable because they are more liquid than their underlying assets.

By Jeff Benjamin
Broker-dealer settles variable annuity allegations for $475,000
LIFE INSURANCE AND ANNUITIES DEC 18, 2015
Broker-dealer settles variable annuity allegations for $475,000

Finra alleges a New Jersey-based broker-dealer failed to reasonably supervise VA sales.

By Greg Iacurci
Rethinking retirement income replacement rules
RETIREMENT PLANNING DEC 18, 2015
Rethinking retirement income replacement rules

Current 80% savings target may be too high &amp;mdash; unless you get sick.

By Mary Beth Franklin
F-Squared haunts Virtus as fund distributor pays $16.5M to settle false performance claims
ETFS DEC 18, 2015
F-Squared haunts Virtus as fund distributor pays $16.5M to settle false performance claims

SEC cites lax oversight of subadviser data.

By Jeff Benjamin
6 ways the rate hike could be bad for markets
EQUITIES DEC 17, 2015
6 ways the rate hike could be bad for markets

<i>Breakfast with Benjamin</i>: This week's rate hike could hit the markets in a half dozen, mostly bad, ways.

By Jeff Benjamin
Third Avenue had no exit plan in place
MUTUAL FUNDS DEC 17, 2015
Third Avenue had no exit plan in place

After peaking way back in 2014 and declining ever since, the high-yield bond market finally has made national news over the past week with the very high profile blow up of the Third Avenue Focused Credit Fund.

By Paul Schatz
Third Avenue fund's meltdown sheds new light on the value of prospectus reading
ALTERNATIVES DEC 17, 2015
Third Avenue fund's meltdown sheds new light on the value of prospectus reading

Some advisers swear by it, while others shun it as useless legalese.

By Jeff Benjamin
Fed ends zero-rate era
FIXED INCOME DEC 17, 2015
Fed ends zero-rate era

The Federal Reserve raised interest rates for the first time in almost a decade in a widely telegraphed move while signaling that the pace of subsequent increases will be &#8220;gradual&#8221; and in line with previous projections.

By Bloomberg
Third Ave CEO Barse departs as fund liquidates - WSJ
FIXED INCOME DEC 17, 2015
Third Ave CEO Barse departs as fund liquidates - WSJ

Third Avenue Management is parting ways with Chief Executive Officer David M. Barse after he announced plans last week to freeze redemptions in its troubled high-yield mutual fund, the Wall Street Journal reported.

By Bloomberg
FIXED INCOME DEC 17, 2015
Economists question Fed's rate-rise path after liftoff

Economists have given Federal Reserve Chair Janet Yellen a mission for next week's press conference: Explain what gradual means.

By Bloomberg
Don't shrug off health care conversations with clients
RETIREMENT PLANNING DEC 17, 2015
Don't shrug off health care conversations with clients

As health costs become top-of-mind for clients, savvy advisers will reap the benefits.

By Greg Iacurci