YieldX’s technology will be integrated into FNZ’s existing product to enable advisors to scan the universe of fixed-income securities.
The SEC said Nexo's Earn Interest Product amounted to a security that should have been registered with the agency.
Since the credit crisis, investment frauds have proliferated in ways most Wall Street executives and financial advisors in 2008 never would have foreseen.
Other direct indexing products have avoided the fixed-income space because it has a different liquidity profile and requires going directly to dealers.
The VegTech Plant-based Innovation & Climate ETF is in line with a 2.12˚F temperature rise.
They're confident that after some political theater over the next few months, lawmakers will reach an agreement to boost the debt limit because the consequences of not doing so would be catastrophic.
The digital currency is up 26% over the past month, while some crypto miners are up 125% this year.
Currently, the fund does not have a sustainability mandate and thus has an average sustainability rating from Morningstar.
Lombard Odier’s Paul Udall is listed as portfolio manager for the forthcoming fund, which would be listed on the Chicago Board Options Exchange.
The bank says costs will be a top priority this year; it also says it's still committed to its digital assets strategy despite the turmoil in crypto markets.
NASAA's policy agenda asks lawmakers not to erode state oversight of unregistered securities in the effort to bolster capital formation, warning of potential investor harm.
Coming off a horrific year for bonds, the table has been set for both simple and creative fixed-income opportunities.
Shareholder engagement, the energy transition and regulation will get a lot of attention.
While a new DOL rule OKs considering ESG factors in selecting investments for 401(k)s, it may take more than that to get large employers to change their offerings.
In this year's report, the regulator also created a separate section under the heading of 'financial crimes,' which includes cybersecurity, anti-money laundering and manipulative trading.
Financial advisors express mixed views of the momentum of value versus growth stocks heading into the new year.
The Fidelity Private Credit Fund will be available to individual investors and distributed through financial advisors.
Hypatia Women CEO ETF leverages the logic that female executives represent a rare level of excellence when it comes to leadership and management skills.
The product, which would invest in companies seen as leaders in addressing climate change in their businesses, would be the 14th Xtrackers ETF with an ESG theme.
There are plenty of private equity managers left who could still invest in large branch offices of independent broker-dealers.
