While stock and bond funds have seen assets decline, direct ownership of individual bonds has increased over the past year.
She earned the nickname 'SPDR Woman' for her work on the SPDR S&P 500 ETF Trust, which State Street Corp. introduced in 1993.
GWG was a 'classic Ponzi scheme,' according to a group representing investors.
Recognition based on survey of 11,000 people about their perceptions of companies related to corporate social responsibility.
Meanwhile, 2022 has been another excellent year for sales of alternative investments, according to the report from Robert A. Stanger & Co.
One of the challenges of regulating these investments is that there’s no agreed-upon definition for them.
As financial advisers turn to complex products to help clients navigate volatile markets and rising interest rates, regulators are scrutinizing the investments more closely than ever.
Cory Youmans, an adviser in Plano, Texas, snagged Judge’s historic 62nd home run of the season on Oct. 4.
If SEC Chairman Gary Gensler can engage with potential opponents while keeping advocates on the SEC’s side, ESG could score more policy wins next year.
The year saw major developments in legislation and regulation that affect sustainable investing, including proposals from the SEC and a long-awaited final rule from the Department of Labor.
2022 was marked by soaring inflation and a sinking stock market, but it had some redeeming features, including the fact that increasingly fee-based revenues make it easier for advisory firms to weather such storms.
From asset flows out of mutual funds and into ETFs, to mutual fund-to-ETF conversions and the emergence of single-stock ETFs, the liquid, low-cost, tax-efficient ETF wrapper has notched a lot of wins this year.
While most adviser-facing fintechs were spared the pain felt across the wider technology landscape, not everyone escaped the year unscathed.
The asset manager announced that all 29 of its ETFs will avoid such distributions this year.
After the Blackstone Real Estate Income Trust and the Starwood Real Estate Income Trust limited redemptions, the SEC reached out to both firms to try to understand the events.
Institutional investors are over-diversifying and taking on too much uncompensated risk, leaving them with expensive index portfolios.
Vanguard, BlackRock and State Street still command about 79% of all U.S. exchange-traded fund assets, but that's down from 91% in 2006.
This market is triggering some tricky math for nontraded REITs, and it's the bean counting behind proration that could prove tormenting.
Anti-greenwashing proposals are already having an effect, results of a US SIF survey suggest.
The money pouring into digital assets has attracted the attention of criminals.
