Investing

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More companies try to lure workers with benefits
RETIREMENT PLANNING MAY 10, 2023
More companies try to lure workers with benefits

Mentions of employee benefits in job postings on a recruiting website have soared to the highest rates on record, with one in four jobs now offering retirement plans.

By Bloomberg
Here's why the real estate market is too shaky even for spiffed-up REITs
ALTERNATIVES MAY 09, 2023
Here's why the real estate market is too shaky even for spiffed-up REITs

At least one critic of the newfangled REITs is not convinced they can weather the storm in commercial real estate.

By Bruce Kelly
More ESG ETFs close as issuers lose patience
MUTUAL FUNDS MAY 09, 2023
More ESG ETFs close as issuers lose patience

Just 58 sustainable exchange-traded funds launched globally in the first quarter, down from 101 that were introduced during the same period last year.

By Bloomberg
Advisors stick with Treasuries despite political tension over debt limit
EQUITIES MAY 08, 2023
Advisors stick with Treasuries despite political tension over debt limit

'It's sort of like the nicest house on an ugly block, which, relatively speaking, is the best place to be,' said one advisor.

By Mark Schoeff Jr.
Financial advisors shun 'sell in May' — but still make the case for selling
RIA NEWS MAY 05, 2023
Financial advisors shun 'sell in May' — but still make the case for selling

History is on the side of sitting on the sidelines from May through October, but advisors say investing is not that simple.

By Jeff Benjamin
SEC orders firm, advisor to pay $933,341 for misuse of leveraged ETFs
ETFS MAY 04, 2023
SEC orders firm, advisor to pay $933,341 for misuse of leveraged ETFs

The North Dakota firm and one of its advisors didn't understand the risks associated with the complex products and failed to determine whether they were in clients' best interests, the agency says.

By Mark Schoeff Jr.
Strive Asset Management fills leadership vacuum created by CEO's run for president
RIA NEWS MAY 04, 2023
Strive Asset Management fills leadership vacuum created by CEO's run for president

Chief investment officer Matt Cole takes on the added role of CEO at the disruptive new asset management shop after Vivek Ramaswamy's departure.

By Jeff Benjamin
US annuity sales on track for another record-breaking quarter: Limra
RETIREMENT PLANNING MAY 04, 2023
US annuity sales on track for another record-breaking quarter: Limra

With investors seeking to lock in favorable payout rates before they begin to fall, the survey showed the income annuity market enjoying its highest quarterly sales ever, topping $4.1 billion.

By Gregg Greenberg
SEC approves stronger reporting requirements for private fund advisors
RIA NEWS MAY 03, 2023
SEC approves stronger reporting requirements for private fund advisors

Hedge funds with at least $1.5 billion in assets now have to report significant investment losses and withdrawals to the SEC within 72 hours.

By Mark Schoeff Jr.
Advisors express caution, enthusiasm about being gatekeepers to private markets
RIA NEWS MAY 02, 2023
Advisors express caution, enthusiasm about being gatekeepers to private markets

Legislation recently approved by a House committee would deem the clients of investment advisors to be accredited investors.

By Mark Schoeff Jr.
Wide gaps exist between retirement plans, employee needs: Transamerica
RETIREMENT PLANNING MAY 02, 2023
Wide gaps exist between retirement plans, employee needs: Transamerica

The Transamerica study shows 95% of workers value health insurance as an important benefit, but only 63% of employers offer it to their employees.

By Gregg Greenberg
Yieldstreet, Equity Trust link up to increase access to alternatives
ALTERNATIVES MAY 02, 2023
Yieldstreet, Equity Trust link up to increase access to alternatives

Clients with IRAs at Equity Trust can now invest directly in alternative investments on Yieldstreet through a new platform called WealthBridge.

By Gregg Greenberg
Gary Gensler has his game face on
ALTERNATIVES MAY 01, 2023
Gary Gensler has his game face on

With cheerleaders on the left and critics on the right, the chair of the Securities and Exchange Commission stays focused on what matters.

By Mark Schoeff Jr.
Asset managers hash out the future of the 60/40 portfolio
EQUITIES APR 27, 2023
Asset managers hash out the future of the 60/40 portfolio

For a lot of investors, moving beyond the classic allocation of 60% stocks and 40% bonds will mean a bigger allocation to alternatives and other active strategies.

By Jeff Benjamin
First Republic plunges on report of buyers for new shares
EQUITIES APR 27, 2023
First Republic plunges on report of buyers for new shares

The firm's advisors have lined up possible purchasers of new shares in the bank as part of a rescue plan.

By Bloomberg
Top things advisors need to tell their clients about retiring abroad
RETIREMENT PLANNING APR 26, 2023
Top things advisors need to tell their clients about retiring abroad

Retirees need to consider a lot more than just the exchange rate, the cuisine and the climate before retiring in a foreign country.

By Gregg Greenberg
House committee OKs bills expanding pool of sophisticated investors
ALTERNATIVES APR 26, 2023
House committee OKs bills expanding pool of sophisticated investors

The legislation would amend the definition of accredited investor to include people who have certain licenses, education or experience.

By Mark Schoeff Jr.
Advisors want to use alternatives. Here are 3 reasons they aren't
OPINION APR 26, 2023
Advisors want to use alternatives. Here are 3 reasons they aren't

The investments may fit the times, but lack of choice and transparency, and liability fears help explain why some are dissatisfied with the offerings.

By Matt Schiffman
Schwab's Liz Ann Sonders says return to normal could be a rocky ride
EQUITIES APR 26, 2023
Schwab's Liz Ann Sonders says return to normal could be a rocky ride

Speaking at the Morningstar conference this week, the popular strategist said there are still excesses that need to be wrung out of the economy.

By Jeff Benjamin
iCapital launches structured investments offering on Envestnet
TAMPS APR 25, 2023
iCapital launches structured investments offering on Envestnet

The integration provides advisors with proposal generation tools, analytical features, trading workflows and the ability to integrate data on structured investments into client reports.

By InvestmentNews