Funds built around a theme have taken in more than $20 billion so far this year
American Portfolios, Benjamin Edwards, Royal Alliance, Securities America, Summit Financial to pay
The multi-level marketing company's plan had allegedly excessive fees, according to the complaint
Chief Executive Jenny Johnson outlined the $1.4 trillion manager's interest in technology and retirement assets at the Spark Forum
The similar cases, against Allstate and Northern Trust, were also brought by the same law firms
Plan fiduciaries could have to prove that nonfinancial factors of ESG funds are in the best interest of workers, one lawyer said
Both small-cap shares and value strategies have taken a beating this year as the coronavirus sparked an economic crisis
Agency also seeks comments on whether additional rules are needed to protect investors buying complex products
The industry is overly dependent on the markets for revenue growth, according to an InvestmentNews pricing study
Former SEC, CFTC official puts mutual fund disclosure, ESG policy at top of agenda
Gabriel Hammond's latest venture is setting its sights on private markets
The Fed's March announcement that it would buy corporate debt ETFs served as a stamp of approve for the sector
A federal judge tossed the excessive-fee claims, though they will likely be refiled
Big new entrants to the exchange-traded fund market are rolling out funds with low expense ratios
Targeted ETF strategies are up more than 80% so far this year as Biden gains steam
Under the new rule, most arrangements won't need individual approval
Law firm Capozzi Adler, which has been the most active 401(k) litigator this year, filed the class-action complaint against the HR provider
The new fund joins a short list of other exchange-traded products that have had mixed investing results
Fund reportedly sees opportunities in consolidating asset management business
The new fund gives investors a chance to participate in one of the hottest areas of the stock market
