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BROKER DEALERS APR 22, 2012
LPL realigns management

By Bruce Kelly
RIAS APR 22, 2012
Changing the nation's savings mindset

By MFXFeeder
BROKER DEALERS APR 22, 2012
Morgan Keegan ripped by DOL over kickbacks

By Darla Mercado
FINTECH APR 20, 2012
Hey B-D, NASD Rule 3010 audit management got you down?

By Davis Janowski
MUTUAL FUNDS APR 20, 2012
SEC beware, money funds can bring system down

Failure to reform money-market funds would be a mistake: Economist panel

By Doug Cubberley
Republicans 'cost-benefiting' Dodd-Frank into the ground
REGULATION AND LEGISLATION APR 20, 2012
Republicans 'cost-benefiting' Dodd-Frank into the ground

GOP relying more on financial analysis than legislation to slow industry reform

By Mark Schoeff Jr.
BROKER DEALERS APR 20, 2012
Regions Financial repays $3.5B U.S. taxpayer bailout

Company sold $900 million of stock and its Morgan Keegan brokerage for about $1.2 billion to help repay the bailout

By Doug Cubberley
LPL affiliate scooped up more than 140 new advisers in 2011
BROKER DEALERS APR 20, 2012
LPL affiliate scooped up more than 140 new advisers in 2011

Independent Financial Partners aims to push recruitment this year — and add $30 million in GDC

By Darla Mercado
INDUSTRY NEWS APR 20, 2012
LPL gunning for hotshot reps

On the back of a strong recruiting year, B-D aims to recruit star brokers; payout per rep still trails rivals

By Bloomberg
RIAS APR 20, 2012
Schwab closes on optionsXpress

Deal valued at $1B; trading platform highly valued

By Dan Jamieson
INDUSTRY NEWS APR 20, 2012
TARP bill likely to be fraction of initial forecast

Solid returns on investments means taxpayers will be stuck for $70B -- not $700B; 'most useful federal program that has ever been despised by public'

By Bloomberg
LPL on a recruiting roll — but at a price
BROKER DEALERS APR 19, 2012
LPL on a recruiting roll — but at a price

Hiring expenses rose as indie B-D attracted 408 net new advisers in past year; 'elevating our expectation'

By Bruce Kelly
Historic Chapter 11 case could trigger wave of public-pension bankruptcies
RETIREMENT PLANNING APR 19, 2012
Historic Chapter 11 case could trigger wave of public-pension bankruptcies

Workers in Northern Mariana look to halt fund's filing for court protection; benefits could be slashed by more than half

By Darla Mercado
Behind the management shake-up at LPL
BROKER DEALERS APR 19, 2012
Behind the management shake-up at LPL

Mark Casady reveals reasons for recent changes at indie B-D

By Bruce Kelly
INDUSTRY NEWS APR 19, 2012
Why the markets have turned bearish on gold

By Adrian Day
MUTUAL FUNDS APR 19, 2012
Commodities funds under fire

By JKEPHART
Time to shift to stocks from bonds: Loomis Sayles' Fuss
EQUITIES APR 19, 2012
Time to shift to stocks from bonds: Loomis Sayles' Fuss

Legendary bond investor Dan Fuss says investors should swap market risk for company risk

By JKEPHART
Cheap natural gas has these stocks burning it up
INDUSTRY NEWS APR 19, 2012
Cheap natural gas has these stocks burning it up

Falling prices a boon to companies that convert engines to run off the cheaper fuel, says portfolio manager

By Jeff Benjamin
Citi willing to unload rest of Smith Barney stake: Analyst
WIREHOUSES APR 19, 2012
Citi willing to unload rest of Smith Barney stake: Analyst

Bank interested in selling remaining 35% share of brokerage to MSSB -- if the price is right

By John Goff
Hidden billionaires in plain sight emerge as stock markets rise
RIAS APR 19, 2012
Hidden billionaires in plain sight emerge as stock markets rise

An analysis of stakes held in publicly traded U.S. and Latin American companies uncovered eight billionaires who haven't appeared in any major international wealth rankings. Most of their 10-figure fortunes are derived from public holdings and dividend income.

By Doug Cubberley