Putnam Investments ceo Bob Reynolds today called for the establishment of a regulatory body to approve lifetime-income products.
Oklahoma State University's athletic fund and Lincoln National Life Insurance Co. are embroiled in a legal flap over a failed charitable-insurance-funding plan.
WASHINGTON — Those involved in setting up insurance policies to benefit charities say that their plans differ from the controversial “investor owned” life insurance pitched by Barry Kaye.
Commission targets shell companin in bid to curb pump-and-dump schemes
Chairman and CEO of Advanced Equities told they're under investigation by the SEC; sold B-D last year
Gallagher says some larger funds should not be subject to new registration rule; Plaze says exemptions will be rare
IndexIQ plans to release the industry's first physically backed diamond exchange-traded fund; pricing could be tricky
Plenty of business for the taking, says ex-head of Schwab Advisor Services; 'a lot of meat on the bone'
Pimco bond king loading up on Uncle Sam's debt; the Oracle says steer clear
Recent filing would seem to indicate acquirer paid at least $43M for the indie B-D
Convicted in 2005 of looting Tyco International, Dennis Kozlowski now participates in a work-release program where he works as a financial consultant for a non-profit organization that helps ex-convicts.
Citigroup Inc. and the U.S. Securities and Exchange Commission won a delay in the trial of a lawsuit the agency brought against the bank while an appeals court considers a judge's refusal to approve their $285 million settlement.
Having attended the Technology Tools for Today and FPA Business Solutions conferences for several years, and served on the latter's business task force for the past four, I have come to the conclusion that the two events overlap.
Swat team created in 2009 to target wealthy filers seeing planty of action
