Citigroup Inc. and the U.S. Securities and Exchange Commission won a delay in the trial of a lawsuit the agency brought against the bank while an appeals court considers a judge's refusal to approve their $285 million settlement.
Having attended the Technology Tools for Today and FPA Business Solutions conferences for several years, and served on the latter's business task force for the past four, I have come to the conclusion that the two events overlap.
Swat team created in 2009 to target wealthy filers seeing planty of action
Income inequality up 18% since 1967; rose the most during Reagan era
In a full-on bid to win more business from fee-based firms, Vanguard is doubling the number of sales reps who work with advisers.
Jennings pleads not guilty to allegedly stabbing cabbie after disupte over fare
European governments moved toward a second rescue of Greece, calculating that the 130 billion-euro ($172 billion) cost of a fresh bailout is a price worth paying to prevent a default that could shatter the euro area.
Another distraction has hit House Financial Services Chairman Spencer Bachus, potentially creating more obstacles for his legislation to establish a self-regulatory organization for investment advisers.
Offer 'clearly compelling,' says headhunter; CEO Reilly expects to retain 90% of MK's advisers
Morgan Keegan branch managers psyched to be a part of Raymond James, but what about consolidation?
Shuffle in Boston continues as Feingold exits top-performing Trend Fund
World faces the prospect of a 'vicious circle' of deflation: Soros
The Securities and Exchange Commission is continuing to beef up and streamline its technology, adding new systems to track and catch fraudsters and other financial miscreants.
Apple unveiled its latest iPad on Thursday, mostly to rave reviews. That's good news for advisers looking to buy. Why? The existing model is likely to get a lot cheaper.
