Financial Services Institute says extra supervision would result in a 'CFP tax,' while mother of Labor Department regulation cheers revisions to standards of conduct.
The three-member adviser team expands the footprint of Syntal Capital Partners.
SEC suggests a final decision on its proposed continuity rule with heightened requirements will come in April.
On average, their choices tended to return about 1.12 percentage points less than the ones they didn't recommend, according to a new study.
Action could lead to permanent suspension and revocation of his CFP certification.
Sonya Camarco stole money from clients for 13 years, regulator claims.
The class-action provision is one of the most reviled portions of the Labor Department's fiduciary rule.
The wealthy have probably always been older than the general population.
The higher the credit score, the likelier you are to form a romantic relationship.
Squabbles over the budget, debt ceiling could roil your clients' investment portfolios.
A dramatic shift in the market share of IRA-sold versus non-qualified variable annuities is starting to play out.
Allowing bond purchases with borrowed funds would have the biggest impact
A newly retired couple would need $275,000 for medical care throughout retirement, according to Fidelity.
Accelerating tax deductions and deferring income recognition are two primary ways to benefit from the political climate.
But technology stocks could fall just as hard, or harder, than the S&P 500 in a broad market downturn.
Paul Elvidge got five years for forging clients' signatures and bilking accounts.
One explanation is that they're staying much healthier than other Americans.
Registered rep formed a company and then sold $1.74 million worth of shares to his brokerage clients.
A static, five-page online business card as your website won't cut it anymore.
