Building a successful defined-contribution business is much different than growing one focused on individuals.
President Trump did not mention it in his speech Tuesday, and a replacement bill is not getting the support it needs to make it through Congress
Delaying a capital investment could result in falling behind the competition in future years
There will be a 15-day comment period on the proposal to extend the applicability date of the rule, beginning from the time the proposal is published in the Federal Register, scheduled for Thursday. The proposal also invites a 45-day comment period regarding the "examination described in the President's Memorandum."
H&R Block is enlisting IBM's supercomputer Watson to ease your tax pain.
The lawsuit is similar to ones filed against other insurance companies in recent years, which challenge the fee levels received by the firm versus a fund's subadvisers.
After an erratic five weeks in office, Mr. Trump's speech makes him 'more presidential.'
More than 20 claimants initially sought $8.8 million in damages and costs after a Morgan Keegan adviser allegedly misappropriated their funds.
Agency will need more than two months to conduct assessment of regulation directed by President Trump.
Some see the guidelines as a way to button up rules and ensure participants aren't using 401(k) plans as a "piggy bank."
In a posting on its <a href="https://www.reginfo.gov/public/do/eoDetails?rrid=127214" style="color:#b10816" target="_blank">website on Tuesday morning</a>, the Office of Management and Budget also noted that it changed the designation of the delay to "economically significant."
Beware of a six-month look-back period and tax penalties.
Office of Management and Budget designates the delay 'economically significant,' making it more difficult for DOL to justify stall.
Inbound marketing involves creating an impactful website, attracting interest to that site and building trust with visitors to inspire them to become clients.
Some observers question the move and at least one believes the firm may still be a fiduciary no matter what it claims.
Acting Securities and Exchange Commission Chairman Michael Piwowar outlines ways to help 'forgotten investor,' but fiduciary duty is conspicuously absent.
The firms and advisers that are able to embrace the shift from a sales culture to one comprised of goals-based planning will thrive.
Nearly two-thirds (64%) of broker-dealer advisers plan to shift more of their business to a fee-based model if the Department of Labor's fiduciary rule is put into effect, according to a report from Cerulli Associates.
