Advisor News

Displaying 26870 results
Are HFT and computers to blame for the market's quick drop?
EQUITIES DEC 07, 2015
Are HFT and computers to blame for the market's quick drop?

The Dow's 1,100-point drop off the opening bell Monday cost investors untold amounts of money and suggests the market is still broken.

By Paul Schatz
OPINION DEC 06, 2015
Set one clear annual goal to help you and your team stay focused

There's no magic ticket to growth, but the best route is identifying what you do best and continuing to find ways to do it better

By Ron Carson and Scott Ford
RETIREMENT PLANNING DEC 04, 2015
Department of Labor's lifetime income illustrations at a 'crossroads'

A DOL official said the regulatory project around lifetime income projections has stalled due to a split in opinion.

By Greg Iacurci
Manager of a fake hedge fund faces real prison time
EQUITIES DEC 04, 2015
Manager of a fake hedge fund faces real prison time

<i>Breakfast with Benjamin</i>: Security guard/waiter/travel agent posing as a hedge fund manager has been convicted of stealing more than $800,000 from 17 investors.

By Jeff Benjamin
RETIREMENT PLANNING DEC 04, 2015
Looming credit card changes you need to watch out for

While fees are lower and there's more transparency, there could be big changes coming considering the Federal Reserve's plans to raise interest rates.

By Bloomberg
OPINION DEC 04, 2015
3 steps to get going on harvesting those tax losses

This year's spike in equity market volatility creates fertile ground for the strategy. Plus, check out our <a href="//www.investmentnews.com/section/specialreport/20151129/TAXESTATE2015&quot;" target="&quot;_blank&quot;" rel="noopener noreferrer">special report on tax and estate planning</a>.

By Charles Reinhard
Merrill Lynch is developing its own robo-adviser
FINTECH DEC 04, 2015
Merrill Lynch is developing its own robo-adviser

Merrill Lynch has dozens of employees working on a robo-adviser prototype for Merrill Edge that's set to be unveiled next year.

By Bloomberg
Merrill Lynch winning advisers as recruiting tides shift
PRACTICE MANAGEMENT DEC 04, 2015
Merrill Lynch winning advisers as recruiting tides shift

The wirehouse has become more aggressive and has attracted some big teams, though critics say such deals aren't a good measure.

By Mason Braswell
EQUITIES DEC 03, 2015
Advisers take heed: Investment crowdfunding coming soon to a client near you

Legion M offers hope for a Hollywood-level debut.

By Jeff Benjamin
OPINION DEC 03, 2015
The goal-setting process Warren Buffett uses to say 'no' and achieve more

Top producers focus on a small number of priorities until they are fully implemented and producing results.

By Brad Johnson
RETIREMENT PLANNING DEC 03, 2015
Social Security changes present opportunities

Once you recover from the shock of learning that the most valuable Social Security claiming strategies are being phased out, take steps to turn this game-changing event into an opportunity by connecting with clients.

By Mary Beth Franklin
As robo-advice spreads, so should the caution warnings
EQUITIES DEC 03, 2015
As robo-advice spreads, so should the caution warnings

<i>Breakfast with Benjamin</i>: As robo-advisers flood the zone, investors (and human financial advisers) should continue to proceed with caution.

By Jeff Benjamin
RETIREMENT PLANNING DEC 03, 2015
How wealth distribution really affects charitable giving

A new study found rich people in states with the most skewed income scales were significantly less generous than their peers in states where wealth is more evenly distributed.

By Bloomberg
Is Fidelity's plan to ditch relationship with Betterment and build its own robo too little, too late?
FINTECH DEC 03, 2015
Is Fidelity's plan to ditch relationship with Betterment and build its own robo too little, too late?

Fidelity Investments plans to sever its relationship with robo-adviser Betterment Institutional in December in favor of building an automated investment platform on its own.

By Alessandra Malito
Merrill team with $2.9 billion joins Raymond James
INDEPENDENT BROKER DEALERS DEC 03, 2015
Merrill team with $2.9 billion joins Raymond James

Five advisers in New York bail on Merrill Lynch, the second multibillion-dollar wirehouse team to join RJ in the last five months.

By Liz Skinner
Wells Fargo CEO Stumpf says firm's wealth-, investment-management business is biggest growth opportunity
WIREHOUSES DEC 02, 2015
Wells Fargo CEO Stumpf says firm's wealth-, investment-management business is biggest growth opportunity

Wells Fargo's wealth- and investment-management business has the potential to earn multiples of what it brings in now, making it the firm's largest growth opportunity, chief executive John Stumpf said.

By Bloomberg
Danger, Will Robinson! Will robots take over the financial advice industry?
FINTECH DEC 01, 2015
Danger, Will Robinson! Will robots take over the financial advice industry?

MarketCounsel panelists agree that in the future, human advice will be integrated with digital platforms and technology to improve financial planning.

By Jeff Benjamin
A more reachable retirement savings target: 60% of pre-retirement income
EQUITIES DEC 01, 2015
A more reachable retirement savings target: 60% of pre-retirement income

<i>Breakfast with Benjamin</i>: Instead of needing 80% of your pre-retirement income, you can probably make it with 60%.

By Jeff Benjamin
RETIREMENT PLANNING DEC 01, 2015
How U.S. health-care costs stack up against the rest of the world

Americans spend an average of $9,146 a year on health care.

By Bloomberg
SEC's fiduciary standard expected in October 2016
REGULATION AND LEGISLATION DEC 01, 2015
SEC's fiduciary standard expected in October 2016

Five years after Dodd-Frank, agency puts issue on official calendar, signaling the rule is a priority.

By Alessandra Malito