The Financial Services Institute has urged the DOL to delay full implementation of the rule until April 10, 2019. But a delay alone will not be enough, according to the trade group.
Mutual fund company announces fee cuts to 14 of its stock and bond index funds, claiming they have less expensive comparable funds than archrival Vanguard.
Ron Kruszewski doesn't think the DOL rule will be implemented on schedule — and may never take effect.
Brokers implied government affiliation or approval, says enforcement action
CEO says he wants to adopt a shared economy model to lower advisers' costs and make them more efficient.
Chances are, you aren't saving the way you used to.
The myRA program was available to workers with no employer-sponsored retirement plan, such as a 401(k), and with little money to invest.
William Galvin reiterates support for fiduciary standard in letter to DOL.
The program, which was aimed at workers with no employer-sponsored retirement plan and little money to invest, suffered from low demand and high costs
The firm is looking to match its success in the Northeast, including last year's acquisition of Alex. Brown and a 2013 agreement to partner with Steward Partners.
Norway, Switzerland and Iceland hold on to the top three slots.
Kenneth L. Jones had been terminated for not disclosing outside business.
Recruiting was down due to regulatory uncertainty, particularly over the DOL fiduciary rule, according to CEO Dan Arnold.
Only 18% of retirement age women can pass a basic quiz about how to make a nest egg last in retirement.
Formulating a holistic plan is a good approach for clients, and you as well.
More than half of respondents to <i>InvestmentNews</i> poll say their confidence has dropped since start of term. Supporters give him partial credit for market uptick.
Beyond debating its solvency, advisers embrace the reality of a broken system.
Many doctors find a serious gap between the benefits of traditional disability and the replacement of their true income.
