Radio host Ray Lucia for years asserted that he thoroughly tested his investment strategy. A judge this week ruled otherwise, ordering Lucia and his firm to pay hefty fines for making the claim.
But gridlock in Washington may save the day, say industry watchers
Investec strategist Max King looks at Japan, emerging markets, cyclicals and small stocks
In a move that will likely be cheered by reps, Finra has backed off a controversial plan to supervise brokers' outside businesses.
Finra has gotten the go-ahead to issue a monthly letter divulging complaints against reps. Not surprisingly, this doesn't sit well with some brokers.
Different economic backdrop means longer work, more savings, less spending than parents.
Buys majority of assets from c5 Wealth Management
But sometimes it's smart for one spouse to file before reaching 66
Rising real interest rates bad news for precious metal; bullion investors heading for the hills
Benchmark index in major swoon, down 47% so far this year; 'rough ride'
Market strategist is positive both on gold and stocks
Industry group is wary of the SEC's information-seeking request
The SEC says traders at Goldman Sachs netted a 2,000% profit off a bet placed before the takeover of Heinz Co. was announced. The Commission also says those traders must appear in court to explain their good fortune.
A hard look at agency's likely new chairman
