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WIREHOUSES MAY 20, 2013
Split from SIFMA cited amid mass resignations at industry association

Insiders say board members of the American Securitization Forum are resigning en masse. The reason? A source points to the association's 2010 divorce from SIFMA, which may have created governance issues.

By John Goff
RETIREMENT PLANNING MAY 19, 2013
Financial insecurity awaits Gen Xers in retirement

By Mary Beth Franklin
OPINION MAY 19, 2013
Time to act on credit ratings agencies

By MFXFeeder
INDUSTRY NEWS MAY 19, 2013
B-D chief misused funds, Finra charges

By Bruce Kelly
REGULATION AND LEGISLATION MAY 19, 2013
No. 1 priority is more exams, White says

By Mark Schoeff Jr.
REGULATION AND LEGISLATION MAY 19, 2013
House bill may slow DOL fiduciary push

By Mark Schoeff Jr.
RETIREMENT PLANNING MAY 19, 2013
Protective protects itself

By Darla Mercado
RETIREMENT PLANNING MAY 19, 2013
Time to replace the three-legged-stool myth

By MFXFeeder
INDUSTRY NEWS MAY 17, 2013
'End of an era' as analysts see great fall for gold

Predict price of bullion will end year 7.5% off 2012 level; record outflows for ETFs

By John Goff
INDUSTRY NEWS MAY 17, 2013
That was quick: Gold back as traders turn decidedly bullish

Precipitous drop in precious metal's price, plus global economic worries, sets stage for big rally

By John Goff
WIREHOUSES MAY 17, 2013
Sarch: Morgan Stanley 3D, almost a year later

By Danny Sarch
REGULATION AND LEGISLATION MAY 17, 2013
Politics of adviser oversight starting to change

Last year, investment advisers were playing defense on Capitol Hill on the issue of regulation. This year, they're on offense, and that gives the debate a different flavor.

By Mark Schoeff Jr.
PRACTICE MANAGEMENT MAY 17, 2013
After the switch: A new state of affairs for advisers

By MFXFeeder
REGULATION AND LEGISLATION MAY 17, 2013
Midsize advisers who don't switch could have their registrations withdrawn

By DJAMIESON
RETIREMENT PLANNING MAY 16, 2013
<font color=red>Retirement Income Summit 2013</font> Natalie Choate: The best and worst tax strategies

Tax expert says creativity counts when figuring out how to mitigate the tax hit on retirement income.

By Darla Mercado
Are clients saving too much money for retirement health care?
RETIREMENT PLANNING MAY 16, 2013
Are clients saving too much money for retirement health care?

Cadillac coverage may not be a good fit for those with specific quality-of-life wishes

By Jeff Benjamin
RETIREMENT PLANNING MAY 16, 2013
Retirement Income Summit 2013 - Mary Beth Franklin: Home schooling long-term care

Dr. Carolyn McClanahan shares her personal vision of aging in place

By Mary Beth Franklin
RETIREMENT PLANNING MAY 16, 2013
Personalizing estimates of health care costs

Individual profiles are key to garnering more-accurate spending figures

By Mary Beth Franklin
REGULATION AND LEGISLATION MAY 16, 2013
Franken, Dems tell SEC to ban mandatory arbitration

Suddenly, mandatory arbitration is a hot topic. The latest sign: Sen. Al Franken and 36 Democratic lawmakers have called on the SEC to ban the agreements.

By Mark Schoeff Jr.
REGULATION AND LEGISLATION MAY 16, 2013
SEC commissioner: Mandatory arbitration must go

In a speech this week, SEC commissioner Luis Aguilar railed against mandatory arbitration agreements. Expect industry advocates to fire back.

By Mark Schoeff Jr.