Many employers are wary of implementing a SECURE 2.0 program that lets them apply matching contributions to student loan repayments in 401(k) plans.
Portrait Analytics believes its AI will eventually be able to do everything a junior investment analyst can do.
A multistate investigation of the problems in 2020 cited Robinhood for technology failures as well as lack of diligence in approving options trading.
It's all part of the push by the private equity-owned network of independent broker-dealers toward an initial public offering.
Cash management fintech Flourish can now pull client data directly from Redtail's CRM system to prefill application forms, while Morningstar will integrate Asset-Map client engagement technologies.
Toomey represented Pennsylvania in the Senate from 2011 to 2023 and served as the ranking member of the Senate Banking Committee from 2021 to 2023.
Modern Life is adding long-term care and hybrid long-term care products to its menu of insurance for financial advisors.
Finra's action was another by the broker-dealer self-regulator that targets a best-execution failure by a member firm.
Mutual of America agreed to settle an ERISA excessive fee lawsuit filed by 401(k) participants last week.
The New York City-based Zipper Duarte team generates $12.5 million in annual revenue.
When things change, recency bias would have us wait rather than move forward.
Stephen Walker and Wes Alston operate as Walker Alston Financial Group in San Antonio, Texas.
Elements provides a mobile Scorecard app that evaluates a prospect’s financial data and provides an evaluation score across 12 measurements.
Treat staff like clients and inform them with the best thinking about financial planning. You'll help them achieve their goals — and yours.
American workers 45 and older think it will take about $1.1 million in savings to retire comfortably, yet only 21% expect to reach even the $1 million mark.
The SEC enforcement action is another example of the agency's increased scrutiny of wrap-fee programs.
Toledo, Ohio-based Financial Design Group has 14 advisors. Over the winter, recruiters had cited LPL as one of the firms likely to target Securian advisors.
Approximately $92 billion in savings exits the US retirement system every year because Americans who change jobs cash out their workplace retirement accounts.
While estate planning may not sound like an ideal topic for a holiday meal, getting together with family does provide an opportunity for face-to-face discussions.
Critics say proposals that target payment for order flow try to do too much, too fast, and conflict with rules in place that are working.
