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Why traders are ditching the euro
INDUSTRY NEWS AUG 31, 2023
Why traders are ditching the euro

The eurozone economy continues to struggle with inflationary pressures.

By Bloomberg
Portfolio Advisors partners with global investment firm for private markets offering
ALTERNATIVES AUG 31, 2023
Portfolio Advisors partners with global investment firm for private markets offering

The Connecticut-headquartered firm will help its partner to extend its offering for selected wealth management clients.

By Steve Randall
Engage with what scares you — it’ll grow your business
WOMEN ADVISOR COMMUNITY AUG 30, 2023
Engage with what scares you — it’ll grow your business

Sheryl Hickerson, CEO of Females & Finance and judge for the upcoming InvestmentNews Women to Watch Awards, explains how to make the most of your conference experience.

By Manal Ali
NASAA launches program letting advisors maintain licenses longer while out of industry
PRACTICE MANAGEMENT AUG 30, 2023
NASAA launches program letting advisors maintain licenses longer while out of industry

'As a mother of three young kids ... I am so pleased to see NASAA recognizing the need for some flexibility,' an advisor says.

By Mark Schoeff Jr.
What kind of relationship do you and your acquirer have?
RIAS AUG 30, 2023
What kind of relationship do you and your acquirer have?

What's becoming evident is how tricky it is for wealth management firms to make the right match.

By Bruce Kelly
LPL snaps up advisory team with $350 million in assets
BROKER DEALERS AUG 30, 2023
LPL snaps up advisory team with $350 million in assets

The Scottsdale, Arizona-based duo, who have a combined four decades of wealth management experience, join from Valic Financial Advisors

By Lauren Johnson
Raymond James adds $335M team from Edward Jones
BROKER DEALERS AUG 30, 2023
Raymond James adds $335M team from Edward Jones

Indiana-based Pendill Wealth Management has offices in Bloomington and Mooresville.

By InvestmentNews
Be recognized as one of the industry’s 'hottest'
INDUSTRY NEWS AUG 30, 2023
Be recognized as one of the industry’s 'hottest'

Don’t miss the chance to be featured in InvestmentNews’ inaugural Hot List showcase.

By InvestmentNews
ESG rules shouldn't make it harder for advisors to do business
OPINION AUG 30, 2023
ESG rules shouldn't make it harder for advisors to do business

Politicians and regulators shouldn't be unduly favoring or burdening particular investment vehicles.

By Dale Brown
Think twice: The cost of being out of the market
OPINION AUG 30, 2023
Think twice: The cost of being out of the market

Some investors mistakenly believe they can achieve superior results by trying to time the market, but this approach inevitably leads to missed opportunities.

By Arun Bharath
RIA with $950M AUM to join Pensionmark amid wealth management growth
RIAS AUG 30, 2023
RIA with $950M AUM to join Pensionmark amid wealth management growth

World Insurance Associates' retirement specialists unit is growing its national footprint and wealth management focus.

By Steve Randall
Stratos hires experienced wealth management exec as chief operating officer
PRACTICE MANAGEMENT AUG 30, 2023
Stratos hires experienced wealth management exec as chief operating officer

The firm is moving into a new phase of growth and has hired a former LPL, Citi, and Capital One leader.

By Steve Randall
Citigroup to pay $2.9M to settle SEC underwriting probe
REGULATION AND LEGISLATION AUG 30, 2023
Citigroup to pay $2.9M to settle SEC underwriting probe

The regulator alleged the firm's global markets unit had flawed underwriting processes for securities offerings.

By Bloomberg
Bitcoin fund behemoth surges after ETF court ruling
ALTERNATIVES AUG 30, 2023
Bitcoin fund behemoth surges after ETF court ruling

Grayscale's win against the SEC has boosted the prospect of spot Bitcoin ETFs.

By Bloomberg
History suggests the dollar is about to rise
INDUSTRY NEWS AUG 30, 2023
History suggests the dollar is about to rise

The greenback has strengthened in each of the past 6 Septembers.

By Bloomberg
Hedge funds are expanding basis trades, data suggests
INDUSTRY NEWS AUG 30, 2023
Hedge funds are expanding basis trades, data suggests

Surge in short sales of US Treasury futures hints at a return of the tactic.

By Bloomberg
More low-income Americans are skipping meals, missing rent
INDUSTRY NEWS AUG 30, 2023
More low-income Americans are skipping meals, missing rent

The cost-of-living crisis is biting hard in America's poorest households.

By Bloomberg
Countering the counterfeits: How to spot a fake Prada
INDUSTRY NEWS AUG 30, 2023
Countering the counterfeits: How to spot a fake Prada

Blockchain tech is being used in the battle against fake luxury products.

By Bloomberg
Goldman pays $5.5M over allegation it didn't record calls
REGULATION AND LEGISLATION AUG 29, 2023
Goldman pays $5.5M over allegation it didn't record calls

The Commodity Futures Trading Commission alleged that two outside systems Goldman relied on to record conversations sometimes failed in 2020.

By Bloomberg
SEC’s first NFT enforcement action should give advisors pause, experts say
ALTERNATIVES AUG 29, 2023
SEC’s first NFT enforcement action should give advisors pause, experts say

'This is further indication that NFT trading by advisors is not ready for prime time,' Ric Edelman says.

By Mark Schoeff Jr.