The one-year drop in premiums does not offset the overall inflation in health care costs.
The Toronto-based firm said it will use the proceeds of the planned IPO of its US wealth management unit to improve its balance sheet.
Regardless of whether you connect with clients in person or virtually, the fundamentals of establishing relationships and building trust remain the same.
But a former SEC official told the audience at the ComplyConnect conference in Austin not to expect the agency to be lenient in initial exams.
Martin A. Ruiz took $8 million of client money and spent the vast majority of the funds on personal expenses.
Known as the '3% investment policy,' the rule acted as a modest — if nagging — monthly charge on the revenue advisers generated.
Scott LoPresti and Dean DiPierro, based in Croton-on-Hudson, New York, previously were affiliated with LPL Financial.
While crypto skeptics feel vindicated, a proponent calls the collapse of the world's second-largest digital platform 'very bad news in the short term.'
A push to restore and expand a tax break for investment advice and other issues affecting advisers is likely to be stalled by gridlock.
Consider skipping the classic fruit basket, and think of new, memorable ways to wow clients this holiday season.
The planning veteran is being recognized for outstanding achievements in service to society, academia, government and professional activities.
Adrian John of Seattle, who managed $200 million, is affiliating with the firm's independent adviser channel.
There's increasing interest in employing annuities in retirement plans, but plan sponsors need to review the products carefully.
The news that Binance withdrew its offer sent bitcoin to its lowest level since November 2020.
Last year, the firm acquired Viridian Advisors, which specializes in comprehensive financial planning and tax planning.
A new study shows 3 in 10 adults made changes to their investment portfolio in the past six months due to market volatility, with 37% of those investors increasing their cash allocations.
Richard Best tells an audience of compliance professionals that online attacks pose a threat to firms of all sizes.
The goal is for independent registered investment advisers to explain to clients simply and transparently what they're paying for services provided.
66% of millennials would be more likely to contribute to their workplace retirement plan for the first time or increase their contribution if they knew their investments were doing social good.
If advisers don't set expectations when they first meet with clients, clients will create their own, and odds are they'll be disappointed.
