The boomerang team serving high-net-worth clients in Southern California is returning to the broker-dealer giant after more than two decades.
For women financial advisors, professional designations are not just credentials to add after their names, they are vital tools that can accelerate success.
Our Women to Watch provided professional pragmatism ahead of what will likely be a stormy four years.
The alliance will give advisors at the top-ranked independent access to the fintech provider's estate planning capabilities.
Passing down a financial advisory practice to a family member is not always smooth, and requires a lot of hard work upfront.
InvestmentNews' inaugural report showcases some of the best new portfolio management systems, retirement income planning solutions, and compliance tools.
"Our differentiation is that the financial advisor is the one who’s special," says Neil Turner, of NewEdge Advisors.
How financial planner is taking advantage of interest rate trends without taking undue investment risk.
Our profession must focus more on the distribution phase, says Nate Moody, of Lebel & Harriman Retirement Advisors.
Ivan Illán, of Aligne Wealth Advisors, on the challenges and complexities of this new era.
The transaction, set to complete in the first half of next year, will give the online trading giant access to a platform supporting 350 advisory firms managing more than $40 billion in assets.
Gold features in more portfolios and sentiment is high.
Youngest cohort of American adults are focused on financial security.
"There's no better way than having true financial alignment through equity partnership," one CEO said.
The broker sold the speculative, illiquid GWG L bonds to four customers, despite the bonds not being suitable for them, Finra stated.
The independent firm launched by ex-Sanctuary CEO Jim Dickson has tapped veterans from Summit Financial and BNY Pershing as it transitions an "oversubscribed pipeline" of advisor teams.
Now that the election is in the rearview mirror, wealth managers see a potential step-up in IPOs and M&A benefiting venture investors.
The industry veteran brings nearly 40 years of experience, including more than a decade in the CFO role, as the leading RIA continues to grow and enhance its operations.
The lobbying group's regulatory wish list to the president-elect's transition team includes reforms around ETF innovation, private-market products, and slashing regulatory costs.
Following a $300 million investment, LPL is set to gain $60 billion in assets from Prudential's broker-dealer and RIA business.
